On October 8, 2020 Barbara Hendrickson gave a Zoom presentation to the Toronto Business Lawyers Association on recent enforcement initiatives by the Ontario Securities Commission against participants in the securities markets. The presentation discusses recent changes in securities laws and enforcement actions by the OSC against promoters, officers and directors of private companies for personal misuse of corporate assets, failure to keep proper business books and records and failure to have appropriate corporate governance and procedures in place.
Click to below image to download Presentation:
For more information, please call Barbara Hendrickson at BAX Securities Law (647) 403-4606.
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