Capital Raising

Capital Raising

Private Placements We can assist you with all activities related to Canadian and international private placements including under the offering memorandum exemption, the accredited investor exemption, the crowdfunding exemption, the minimum amount exemption, the private issuer exemption, the family, friends and business associates exemption and the employee, executive officer, director and consultant exemptions. Rights Offering We can assist you with an exempt or a prospectus-based rights offering including preparing the prospectus or offering circular; drafting of side documents; securities commission and exchange filings. Public Offerings We provide securities and corporate finance advice on domestic, cross-border and international public offerings (equity and debt) to issuers and agents/ underwriters including negotiating and drafting documents including prospectuses, underwriting agreements, warrant indentures and conducting due diligence. We assist with long form IPOs, short form prospectuses including shelf and PREP Prospectuses, IPOs for Capital Pool Companies and reverse take overs / backdoor listings. We also assist with listing on the TSX, the TSX V or the CSE and ongoing compliance with exchange rules and policies. We advise public companies and their shareholders on compliance with disclosure requirements including annual and quarterly financial filings, AIFs, proxy & management information circulars, corporate governance disclosure, MD&A, interim filings, CEO & CFO certificates; early warning reports, NI 43-101 requirements, material change reports; material change reports, press releases, business acquisitions, material contract filings, exchange filings and insider reporting.

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