Award Winning Corporate Securities Law Firm
BAX Securities Law has made it its mission to provide clients with high quality and efficient legal services focusing on bespoke solutions tailored to each client’s individual business needs. That focus, combined with decades of experience, allows us to provide creative solutions to our client’s complex legal issues.
Specializing in Canadian Corporate Securities and Financial Services
We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.
Corporate Finance & Securities
BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.
Investment Funds
We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.
Financial Services Regulation & Enforcement
We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings
Fintech
If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.
Real Estate Syndications
Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.
Securities Regulation & Enforcement
We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.
Providing high quality and efficient legal services
Barbara Hendrickson, is the Managing Partner and Founder of BAX Securities Law. Barbara has practiced in the securities and corporate areas for nearly 30 years and as senior legal counsel with the Ontario Securities Commission. As a former regulator and experienced securities lawyer, Barbara brings a special combination of skills and abilities to assist her clients.
Latest Corporate Securities News
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Ontario Securities Commission announces 2025-26 examination priorities (OSC Staff Notice 33-758)
The Ontario Securities Commission’s (OSC) Registration, Inspections and Examinations Division (RIE) recently published its 2025-26 Examination Priorities (the Examination Priorities) (OSC Staff Notice 33-758). The RIE is responsible for the ongoing supervision…
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Ontario Securities Commission Publishes Amendments To Rules Governing Trading During Distributions, Formal Bids, And Share Exchange Transactions
The Ontario Securities Commission (OSC) has published proposed amendments (Proposed Amendments) to Ontario Securities Commission Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange Transactions (Rule 48-501) and consequential changes (Proposed…
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Canadian Securities Regulators Announce Actions To Support Competitiveness Of Canadian Markets
In response to recent events, the Canadian Securities Administrators (CSA) is introducing measures to support market participants that choose to go public, maintain a listing, and contribute to capital formation in Canada…
Book a Consulation
BAX Securities Law is one of Canada’s leading corporate securities law firms. If you wish to discuss retaining BAX Securities Law to provide you with legal services, please book a consultation or reach out via phone or email.
BAX Securities Law
Toronto Office
390 Bay Street, Suite 1000
Toronto, ON M5H 2Y2
T: 416.601.1004
C: 647.403.4606
E: bhendrickson@baxsecuritieslaw.com