News and Updates
-
Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.
Thanks for joining Barbara Hendrickson and Robb Miller for our October 23, 2025 webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital”. Please find our presentation here This publication is not intended to constitute legal advice. No one should act on it or refrain from acting on it without consulting with a…
-
CSA Updates Requirements For Delivering Proxy-Related Materials During Canada Post Labour Dispute
The Canadian Securities Administrators (CSA) has updated requirements for delivering proxy-related materials for shareholder meetings, advising that the relief is no longer required under Coordinated Blanket Order 51-932 Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Obligations and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send…
-
OSC Publishes List Of Non-Reporting Exempt Market Issuers
As part of its drive to for increased transparency and to encourage compliance in the exempt market, the Ontario Securities Commission has published the AFS Non-Delivery List (the AFS List), a list of non-reporting issuers that have relied on the Offering Memorandum exemption (the OM Exemption) in Ontario but have not delivered annual financial statements…
-
BAX Securities Law’s Barbara Hendrickson interviewed by Bloomberg News
BAX Securities Law’s Barbara Hendrickson is featured in a recent article in Bloomberg News, “ETF Pioneer Som Seif Fights Back as Canada Regulator Questions ESG Claims,” The article, by Bloomberg reporter Melissa Shin discusses the events surrounding the Ontario Securities Commission’s (OSC) charges against Purpose Investments and its founder, Som Seif, alleging Purpose had made…
-
BAX Securities Law Invites you to Funding Your Fintech: Navigating the Drought in Canadian Venture Capital
October 23, 2025 9:30AM EST Webinar Please join Barbara Hendrickson and Robb Miller for our webinar on “Funding Your Fintech: Navigating the Drought in Canadian Venture Capital.” The webinar is in first as a series of seminars sponsored by BAX Securities Law focusing on Fintechs operating and thriving in the Canadian capital markets. The Canadian…
About BAX Corporate Securities & Financial Services Lawyers
BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.
Legal Services
If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:
Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com
BAX Securities Law is one of Canada’s leading corporate securities law firms
©2025 BAX Securities Law