BAX advises on fund investment activities from fund formation, product development, marketing and sales, operations, regulatory compliance and regulatory investigations

• BAX Securities Law provides legal and regulatory advice to investment funds, dealers portfolio managers and investment fund managers regarding their regulatory registration, reporting and compliance requirements as well as applicable prospectus and registration exemptions.
• Our experience includes the formation of ETFs, private equity funds, venture capital funds, mortgage investment entities and real estate funds including REITs and limited partnerships.
• We advise on various asset classes including equity, debt, commodities, derivatives and digital assets.