BAX advises on fund investment activities from fund formation, product development, marketing and sales, operations, regulatory compliance and regulatory investigations

• BAX Securities Law provides legal and regulatory advice to investment funds, dealers portfolio managers and investment fund managers regarding their regulatory registration, reporting and compliance requirements as well as applicable prospectus and registration exemptions.
• We assist with the formation of ETFs, pooled funds, private equity funds, venture capital funds, mortgage investment entities, closed-end funds and real estate funds including REITs and limited partnerships.
• We advise on various asset classes including equity, debt, commodities, derivatives and digital assets.
• We advise dealers, advisers and investment fund managers on registration and compliance matters.
• If you would like to put up an investment fund in Canada and require advice on structuring and developing the fund as well as applicable securities and financial services regulatory requirements, we can assist.