BAX Main Page - BAX Securities Law™

Corporate Securities & Financial Services Lawyers in Toronto

BAX practises in the securities and financial services regulatory areas, has acted as counsel to major Canadian and American corporations, market participants including dealers, portfolio managers, investment fund managers boards of directors, financial institutions, REITs, private equity, venture capital and investment funds, money services businesses and mortgage brokers.

BAX voted a Top 10 Corporate Law Boutique - Canadian Lawyer

Canadian Corporate Securities and Financial Services

We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.

Financial Services Regulation

BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

Fintech

If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

Capital Raising

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

Mergers & Acquisitions

We advise clients on acquisitions, reorganizations and restructurings including business combinations and arrangements as well as in contested and friendly take-over bids.

Real Estate Syndications

Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal.

Securities Regulations

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

Investment Funds

We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues.

Climate Change & Emissions Trading

The next few years promise increased sustainability initiatives and the prominence of climate change related issues in financing and risk disclosure for both public and private companies.

BAX Securities Law is one of Canada's leading corporate securities law firms.

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