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Canadian Securities Administrators Publish Exemption for Reporting Issuers

by Barbara Hendrickson | Feb 8, 2023

The Canadian Security Administrators (CSA) have published an Exemption for Reporting Issuers incorporated under the Canada Business Corporations Act (CBCA). The Exemption provides relief from the proxy requirement for the uncontested election of directors. The CSA has...

Canadian Securities Administrators Publish CSA Staff Notice 81-334, ESG-Related Investment Fund Disclosure

by Barbara Hendrickson | Feb 1, 2023

Over the last few years, so-called sustainable investing, especially those that follow environmental, social and governance (ESG) considerations has grown. Reacting to this development, the Canadian Securities Administrators (CSA) Published Staff Notice 81-334, ESG...

CSA Amends National Instrument 45-106 Prospectus Exemptions

by Barbara Hendrickson | Dec 12, 2022

The Canadian Securities Administrators (CSA) has announced it is amending (the Amendments) National Instrument 45-106 Prospectus Exemptions (NI 45-106). Provided all necessary ministerial approvals are obtained, the Amendments will come into force on March 8, 2023....

CSA and IIROC Issue Joint Staff Notice 23-329, Short Selling in Canada

by Barbara Hendrickson | Dec 12, 2022

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) have issued joint Staff Notice, 23-329, Short Selling in Canada (the Joint Staff Notice), to gather input from stakeholders regarding the regulatory...

OSC Seeks Comment on Draft Statement of 2023-2024 Priorities

by Barbara Hendrickson | Dec 12, 2022

The Ontario Securities Commission (OSC) has published OSC Notice 11-797 – Statement of Priorities Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2024 (The Draft Statement of Priorities) for comment from stakeholders for a...

Canadian Securities Regulators Publish Report on Continuous Disclosure Review

by Barbara Hendrickson | Nov 14, 2022

The Canadian Securities Administrators (CSA) recently published CSA Staff Notice 51-364 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021 (the Staff Notice, the Review), a biennial review of its continuous...

Canadian Securities Administrators Complete Eighth Review of the Representation of Women on Boards and in Executive Officer Positions in Canada

by Barbara Hendrickson | Oct 28, 2022

Participating Canadian securities regulatory authorities recently published the results their eighth annual review of disclosures relating to women on boards and in executive officer positions. The findings summarize the corporate governance disclosures of 625...

OSC Pilots Self-Certified Investor Prospectus Exemption

by Barbara Hendrickson | Oct 28, 2022

The Ontario Securities Commission (OSC) recently launched an 18-month pilot, providing a prospectus exemption (the prospectus exemption) to those Ontario investors with qualifying education or work experience access to increased investment opportunities. The exemption...

Canadian securities regulators consider impact of international developments on proposed climate-related disclosure rule

by Barbara Hendrickson | Oct 19, 2022

In October 2021, the Canadian Securities Administrators (CSA) published the Proposed National Instrument NI 51-107 Disclosure of Climate-related Matters (the Proposed National Instrument) for comment. Before publishing the Proposed National Instrument, CSA staff noted...

Canadian Securities Regulators Strengthening Ombudsman for Banking Services and Investments

by Barbara Hendrickson | Oct 19, 2022

The Canadian Securities Administrators (CSA) is developing a proposal for comment that contemplates providing the Ombudsman for Banking Services and Investments (OBSI) with the authority to make awards that are binding on firms. CSA members continue to develop the...
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