Barbara Hendrickson will be a speaker at the Ontario Bar Association’s Twenty Fourth Annual OSC, TMX, and CIRO Update on September 29, 2026. More details about Canadian Bar Association’s Twenty Fourth Annual OSC, TMX, and…
The Participating Jurisdictions of the Canadian Securities Administrators (CSA) (the Participating Jurisdictions) have published CSA Collaboratory: Data Portability Project (the Report), which discusses data portability in the Canadian investment market and the potential benefits and…
Toronto, August 26, 2026: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday, September 17, 2026, at 9:30 am at Chefs Hall, 111 Richmond St. W. in downtown Toronto (Lost Coffee area). The Toronto…
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have published Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 91-307, Guidance related to Event Contracts: Compliance with Regulatory Requirements…
The Canadian Investment Regulatory Organization (CIRO) has published its Proposed Crypto Trading Platform Regulation Fee Model (the Proposed Crypto Fee Model) for review and comment for a period ending September 28, 2026. CIRO intends to…
The Canadian Securities Administrators (CSA) have published CSA Staff Notice 33-322 Review of Registered Firms’ Cybersecurity Practices and Additional Guidance (The Staff Notice). The Staff Notice follows a focused compliance examination sweep of 73 registered…
The Canadian Securities Administrators (CSA) has published CSA Consultation Paper 51-406 Modernizing the Regulation of Public Companies (the Consultation Paper) for a 120-day comment period ending November 13, 2026. The Consultation Paper is seeking stakeholder…
The Canadian Securities Administrators (CSA) has published proposed amendments to National Instrument 45-106 Prospectus Exemptions and changes to the Companion Policy 45-106P (the Proposed Amendments), for a 90-day comment period ending October 21, 2026. The…
When news of a whistleblowing award becomes public in Canadian financial circles it usually makes news; not only from the size of the award, but also the very fact that someone has felt it necessary…
The Canadian Securities Administrators (CSA) recently announced the publication of final amendments to the principal distributor model (the Final Amendments) in the distribution of mutual fund securities. The Final Amendments clarify that a dealer may…