Barbara Hendrickson, founder and Managing Partner of BAX Securities Law, has been reappointed to a third two-year term as member of the British Columbia Securities Commission (BCSC) Fintech Advisory Forum. The BCSC Fintech Advisory Forum…
BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday, March, 19, 2026, at 9:30 am at Chefs Hall, 111 Richmond St. W. in downtown Toronto (Lost Coffee area). The Toronto Business Lawyers…
The Canadian Investment Regulatory Organization (CIRO) is republishing for further comment the complete proposed consolidated rules (Proposed CIRO Rules) for a period ending June 12, 2026. The Proposed CIRO Rules will bring together the two…
Toronto, February 3, 2026: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday, February 19, 2026, at 9:30 am at Chefs Hall, 111 Richmond St. W. in downtown Toronto (Lost Coffee area).…
The Canadian Securities Administrators (CSA) have published a series of Final Amendments are designed to reduce the regulatory burden on investment fund managers while maintaining the quality and timeliness of disclosure for investors. Together, CSA…
The Canadian Securities Administrators (CSA) have published CSA Staff Notice 96-307 (Revised)Frequently Asked Questions about Derivatives Trade Reporting (the Staff Notice). The Staff Notice revises a list of frequently asked questions (FAQs) received by the…
Toronto, January 7, 2026: BAX Securities Law is pleased to invite friends and colleagues to the next meeting on Thursday, January 22, 2026, at 9:30 am at Chefs Hall, 111 Richmond St. W. in downtown…
The British Columbia Securities Commission (BCSC) has published BC Instrument 33-521, Relief from sections of NI 33-109 Registration Information related to obligations to fill out specific forms (the Relief Order). The Relief Order, which is…
The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) (the regulators) have released Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 31-369 Guidance on the Application of Securities Legislation to…
Concurrent with the release of Budget 2025 the Government of Canada has released draft legislation within An Act to implement certain provisions of the budget tabled in Parliament on November 4, 2025 (Budget 2025 Implementation…