Corporate Finance & Securities

Senior lawyers providing assistance to financial services and capital markets clients

Overview

BAX Securities Law^® has direct experience dealing with Canadian securities and financial services regulatory bodies including the Ontario Securities Commission, the British Columbia Securities Commission and other Canadian regulatory authorities.

BAX Securities Law^® is one of Toronto’s leading capital markets boutique law firms. Our experience includes innovative products and structures in the proptech, fintech, debt and crypto spaces, with a focus on completing private and public capital raising and assisting cross border and international clients to successfully access the Canadian capital markets as will as with a broad range of ongoing disclosure, compliance and regulatory matters.

Our clients include Canadian and non-Canadian private and public companies, financial services, firms, accounting firms, and their officers, directors and employees who retain us on a broad range of other public capital market matters, long form, short form, and shelf prospectuses and private placements.

We also provide advice to exempt market dealers, portfolio managers, investment fund managers, investment dealers and individual registrants in connection with their initial registrations and ongoing compliance.

Our founder, Barbara Hendrickson, is a former senior legal counsel at the OSC and has participated in a number of OSC securities advisory committees. Barbara brings decades of experience and knowledge of OSC decision making, and personnel and enforcement practices to assess and provide a detailed strategy to resolve your matter.