Corporate & Commercial
Assisting market and financial services participants with compliance audits and enforcement actions
Overview
Bax Securities Law® is one of the leading boutique law firms and assists clients with business formations, corporate restructuring and reorganization, corporate governance, shareholders agreements, amendments of articles, annual meetings, equity compensation including stock option plans as well as a broad range of business law issues.
Our clients range from Canadian and international businesses of all sizes, from start-ups to small and mid-size businesses.
BAX Securities Law® helps clients by:
- assisting in setting up business structures including corporations, limited partnerships and trusts;
- providing timely, practical and accessible advice concerning the day-to-day matters affecting businesses;
- advising on the structuring relationships between multiple business owners, including shareholder agreements and partnership agreements;
- advising on relevant Canadian regulatory requirements;
- preparing and negotiating shareholder and partnership agreements;
- advising on equity compensation arrangements including stock option plans and other incentive arrangements, including employee incentive plans;
- maintaining corporate records;
- designing and assisting with the execution of domestic and international M&A transactions including advising on acquisition strategies, acquisition financing, and preparing for and implementing M&A transactions including advising board of directors and drafting letters of intent;
- assisting with purchases and sales of both public and private companies with purchase and sale agreements, and public companies with all types of public and private mergers and acquisitions, including share purchases, mergers, amalgamations and plans of arrangement; going private transactions; special committee mandates; takeovers; reverse takeovers, and levered and management buyouts.
Key Contacts
Corporate & Commercial Law News
CSA Publishes Updated Cybersecurity Findings and Guidance for Registered Firms
The Canadian Securities Administrators (CSA) have published CSA Staff Notice 33-322 Review of Registered Firms’ Cybersecurity Practices and Additional Guidance…
Canadian Securities Administrators Published Amendments to Allow Higher Limits for
The Canadian Securities Administrators (CSA) has published proposed amendments to National Instrument 45-106 Prospectus Exemptions and changes to the Companion…
Canadian Securities Administrators Publish Amendments to National Instrument 81-105 Mutual
The Canadian Securities Administrators (CSA) recently announced the publication of final amendments to the principal distributor model (the Final Amendments)…
BCSC Issues its First Whistleblower Award
The British Columbia Securities Commission (BCSC) has made its first whistleblower award of $25,000 to an individual whose information contributed…
Canadian Securities Exchange Publishes Proposed Public Interest Rule Amendments –
CNSX Markets Inc., operator of the Canadian Securities Exchange (CSE) is proposing amendments (the Proposed Amendments) to the CSE Listing…
Canadian Securities Regulators Greenlight Project Samara
The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF) and the Canadian Investment Regulatory Organization (CIRO) (the Canadian…
Awards and Recognition
- Best Lawyers Best Canadian Law Firm: BAX Securities Law® received this award in 2025 and 2026
- Canadian Lawyer Top Corporate Law Boutiques: BAX Securities Law® received this award in 2016, 2017, 2018, 2019, 2020
- The Canadian Legal Lexpert Directory: Barbara Hendrickson has been repeatedly recognized in the Corporate Finance & Securities Law area.
