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Ontario Securities Commission adopts a Family, Friend and Business Associates Exemption

by Barbara Hendrickson | Feb 20, 2015

On February 19, 2015 the Ontario Securities Commission announced the introduction of the family, friend and business associates exemption (“FFBA exemption”) effective May 5, 2015.  The purpose of the new rules is to bring Ontario in line with the rest of the...

Barbara Hendrickson running for Bencher of the Law Society of Upper Canada

by Barbara Hendrickson | Feb 13, 2015

Barbara is running for Bencher of the Law Society of Upper Canada. The Law Society of Upper Canada is mandated to govern the legal profession in the public interest. Benchers sit as embers of Convocation to fulfill that mandate. The Bencher election will be held on...

The Ontario Securities Commission introduces the Existing Security Holder Exemption February 11, 2015

by Barbara Hendrickson | Feb 12, 2015

Effective February 11, 2015, the Ontario Securities Commission amended OSC Rule 45-501 to introduce a new prospectus exemption that allows issuers listed on the TSX, the TSXV, the CSE or the Aequitas NEO Exchange to raise capital from existing shareholders. The...

Appointment to Vice Chair of the Responsible Investment Committee (“RIC”) of the University of Toronto

by Barbara Hendrickson | Nov 28, 2014

Barbara has been appointed as Vice Chair of the Responsible Investment Committee (“RIC”) of the University of Toronto. RIC was created to provide advice to the Governing Council of the University through the Financial Services Department, the Business Board to the...

Appointment to the OSC Small and Medium Enterprises Committee

by Barbara Hendrickson | Jul 28, 2014

The Ontario Securities Commission announced today that it has appointed Barbara to its Small and Medium Enterprises Committee (SMEC).The purpose of SMEC is to advise OSC staff on matters related to small and medium enterprises (SMEs), including the challenges they...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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