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CSA and IIROC Publish Consultation Paper and Request for Comment on Proposed Regulatory Framework for Cryptoasset Trading Platforms

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) have published a joint consultation paper and a request for comment, Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms (The Consultation Paper), for a sixty-day comment period ending May 15,…

BAX Securities Law’s Barbara Hendrickson Quoted in Law Times Article Profiling Solo Legal Practitioners Running in Law Society of Ontario’s Bencher Elections

Barbara Hedrickson, of BAX Securities Law, was prominently quoted a recent article in the Law Times. The article, Solo lawyers, small firms strive for seats at Convocation, by staff writer Anita Balakrishnan, profiled solo legal practitioners and lawyers practicing in small firms who are running…

BCSC Publishes Variation Order for BC Instrument 21-502, Exemption from Certain Filing Requirements for Out-of-Province Alternative Trading Systems

On February 15, 2019, the British Columbia Securities Commission (BCSC) published a variation order (the Variation Order) for BC Instrument 21-502, Exemption from Certain Filing Requirements for Out-of-Province Alternative Trading Systems (BCI 21-502), removing the exemption for out-of-province alternative trading systems (ATS) from reporting change…

CSA Staff Notice 51-356 Problematic Promotional Activities by Issuers

The Canadian Securities Administrators (“CSA”) has published CSA Staff Notice 51-356, Problematic Promotional Activities by Issuers (“CSA Staff Notice 51-356”).  CSA staff have noted with concern instances by activities by some issuers that include questionable promotional or disclosure campaigns.  These extend to the providing of…