by Barbara Hendrickson | Apr 2, 2020
Barbara Hendrickson, of BAX Securities Law, was prominently quoted in a recent article in the Law Times. The article, “CSA’s equity crowdfunding proposals unlikely to draw more investors: securities lawyers”, by staff writer Luis Mullan, discusses the recent Canadian...
by Barbara Hendrickson | Mar 30, 2020
The TSX Venture Exchange (the “Exchange”) is extending the deadline by which Issuers must pay their 2020 annual sustaining fees from March 31, 2020 to May 31, 2020. This is the latest move by the Exchange in response to the COVID-19 pandemic. To provide additional...
by Barbara Hendrickson | Mar 30, 2020
The Participating Jurisdictions of British Columbia, Alberta, Saskatchewan, Manitoba, Quebec, Nova Scotia, New Brunswick, Prince Edward Island, Newfoundland and Labrador, Nunavut, the Northwest Territories, and Yukon (the Participating Jurisdictions) of the Canadian...
by Barbara Hendrickson | Mar 30, 2020
The British Columbia government has declared the capital markets and its regulator, the British Columbia Securities Commission (BCSC), as essential services during the COVID-19 pandemic. In addition to the BCSC, the province has specifically identified the following...
by Barbara Hendrickson | Mar 30, 2020
The Mutual Fund Dealers Association of Canada (MFDA) is publishing for a 135 -day comment period proposed amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements (The Amendments). The comment period ends August 10, 2020. The Amendments intend to...
