by Barbara Hendrickson | Mar 11, 2018
On March 8, 2018, the Canadian Securities Administrators (CSA) published for a 90-day comment period ending June 6, 2018, proposed changes aimed at substantially harmonizing the regulatory framework for syndicated mortgages in Canada. These changes are detailed in the...
by Barbara Hendrickson | Feb 26, 2018
On February 14, 2018, the British Columbia Securities Commission (BCSC) published for comment BC Notice 28/01, Notice and Request for Comment Consulting on the Securities Law Framework for Fintech Regulation (the Notice), with the aim of understanding the nature and...
by Barbara Hendrickson | Feb 5, 2018
On January 20, 2018, the Ontario Securities Commission (“OSC”) published proposed changes to OSC Policy 15-601, The Whistleblower Program (“Policy”) for a 60-day comment period, ending March 20, 2018 (“Notice”). The Notice clarifies the role of in-house counsel and...
by Barbara Hendrickson | Jan 16, 2018
Congratulations to Barbara Hendrickson for her appointment to the Securities Advisory Committee (SAC). Barbara is one of four new members that the Ontario Securities Commission (OSC) recently announced who will be participating on its Securities Advisory Committee...
by Barbara Hendrickson | Jan 6, 2018
The Lawyer’s Daily, spoke to Barbara Hendrickson of BAX Securities Law and other firms with strong technology practices about what their predictions were for the upcoming year in legal tech. Here’s the link to the article that includes Barbara’s comments...
