by Barbara Hendrickson | Apr 26, 2018
The Canadian Securities Administrators (CSA) has published for comment Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration (Together, these are referred to as the Proposed Instrument.) The...
by Barbara Hendrickson | Apr 19, 2018
Barbara Hendrickson will speak at the Canadian Bar Association Environmental, Energy & Resources Law Summit on May 31 – June 1, 2018 in Winnipeg Manitoba on “Environment and Financial Markets” Barbara will speak on a CBA panel which will review the roles of legal...
by Barbara Hendrickson | Apr 15, 2018
The Canadian Securities Administrators (CSA) has published for comment CSA Staff Notice 61-303 and Request for Comment Soliciting Dealer Arrangements (The Staff Notice). The Staff Notice outlines regulatory issues raised by soliciting dealer arrangements and seeks...
by Barbara Hendrickson | Apr 11, 2018
The Ontario Securities Commission (OSC) announced today that its Mediation Program, which began as a pilot in 2015, will now continue on a permanent basis. The Mediation Program, the first and only of its kind in Canada offered by a securities regulator provides a...
by Barbara Hendrickson | Apr 6, 2018
On April 5, 2018, the Canadian Securities Administrators (CSA) published CSA Staff Notice 51-354 Report on Climate change-related Disclosure Project (The Staff Notice). The Staff Notice summarizes the results of the CSA’s review of the disclosure by reporting...
