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Ontario Securities Commission Publishes Proposed Changes to Whistleblower Program for Comment, February 4, 2018

by Barbara Hendrickson | Feb 5, 2018

On January 20, 2018, the Ontario Securities Commission (“OSC”) published proposed changes to OSC Policy 15-601, The Whistleblower Program (“Policy”) for a 60-day comment period, ending March 20, 2018 (“Notice”).   The Notice clarifies the role of in-house counsel and...

Barbara Hendrickson Appointed by the Ontario Securities Commission as New Member of the Securities Advisory Committee, January 15, 2018

by Barbara Hendrickson | Jan 16, 2018

Congratulations to Barbara Hendrickson for her appointment to the Securities Advisory Committee (SAC).  Barbara is one of four new members that the Ontario Securities Commission (OSC) recently announced who will be participating on its Securities Advisory Committee...

Barbara Hendrickson quoted in the Lexis Nexis’ The Lawyer’s Daily article “Three technologies that will shake up the legal world in 2018.”

by Barbara Hendrickson | Jan 6, 2018

The Lawyer’s Daily, spoke to Barbara Hendrickson of BAX Securities Law and other firms with strong technology practices about what their predictions were for the upcoming year in legal tech. Here’s the link to the article that includes Barbara’s comments...

Ontario Securities Commission adopts final rule for distributions outside Canada

by Barbara Hendrickson | Jan 3, 2018

On November 28, 2017, the Ontario Securities Commission (OSC) adopted its final rule regarding distributions outside Canada, OSC Rule 72-503 – Distributions Outside Canada (The Final Rule), including Form 72-503F Report of Distributions Outside Canada (The Final...

Competition Bureau Publishes 2017 Fintech Market Study

by Barbara Hendrickson | Dec 23, 2017

On December 14, 2017, the Competition Bureau (the Bureau) published the final draft of its examination of Canada’s Fintech markets, Technology-Led Innovation in the Canadian Financial Services Sector, A Market Study, December 2017. The report is very similar to the...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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