by Barbara Hendrickson | Sep 1, 2016
Barbara Hendrickson quoted in Law Times on the timing of the new Canadian Capital Markets RegulatorRead more: http://www.lawtimesnews.com/201608085561/focus-on/focus-governments-move-on-co-operative-securities-regulator
by Barbara Hendrickson | Aug 17, 2016
On July 14th, 2016, the Ontario Securities Commission (“OSC”) introduced OSC Policy 15-601, the Whistleblower Program (“Program”) which is designed to encourage individuals to report information on serious securities or derivatives related misconduct to the OSC,...
by Barbara Hendrickson | Aug 8, 2016
July 23, 2016Ontario Securities Commission Issues Request for Comment on Proposed Changes for Distributions Outside of CanadaOn June 30th, 2016, the Ontario Securities Commission (OSC) issued proposed OSC Rule 72-503 – Distributions Outside of Canada and Proposed...
by Barbara Hendrickson | Jul 11, 2016
The Securities Committee of the Canadian Bar Association, of which Barbara Hendrickson is the co-chair, filed their comments on the latest version of the Capital Markets Stability Act.Read more here: PDF
by Barbara Hendrickson | Jun 29, 2016
Episode D: The Toronto Business Lawyers Association, Interview with Barbara HendricksonBarbara is is the CEO and Founder of BAX Securities Law and discusses an organization that promotes referrals between lawyers at small firms.Visit the Hassell Tribal Counsel podcast...
