Skip to content

BAX Main Page

[et_pb_section fb_built=”1″ custom_padding_last_edited=”on|desktop” admin_label=”section” _builder_version=”4.16″ background_color=”rgba(255,255,255,0)” custom_padding=”2px|0px|0px|||” custom_padding_tablet=”50px|0|50px|0″ custom_padding_phone=”” transparent_background=”on” padding_mobile=”off” global_colors_info=”{}”][et_pb_row column_structure=”1_2,1_2″ _builder_version=”4.16″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” global_colors_info=”{}”][et_pb_column type=”1_2″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_divider show_divider=”off” disabled_on=”on|on|off” _builder_version=”4.16″ height=”45px” global_colors_info=”{}”][/et_pb_divider][et_pb_image src=”https://lawfirmbarbara.wpengine.com/wp-content/uploads/2021/09/Bax-Logo-with-Trademark-Site-only-01-change.png” alt=”BAX Corporate Securities Lawyers in Toronto, Canada” title_text=”Bax-Logo-with-Trademark-Site-only-01-change” align_tablet=”center” align_phone=”” align_last_edited=”on|desktop” _builder_version=”4.24.1″ global_colors_info=”{}”][/et_pb_image][/et_pb_column][et_pb_column type=”1_2″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_divider show_divider=”off” disabled_on=”on|on|off” _builder_version=”4.16″ height=”40px” global_colors_info=”{}”][/et_pb_divider][et_pb_blurb title=”Corporate Securities & Financial Services Lawyers in Toronto” admin_label=”Between The Lines Blurb” _builder_version=”4.24.1″ header_font=”Lato Light|on|||” header_text_color=”#3a3a3a” header_font_size=”25px” body_font=”Lato Light|on|||” body_font_size=”16″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” custom_padding=”0px|||||” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″][/et_pb_blurb][et_pb_text admin_label=”We understand your business Text” _builder_version=”4.24.1″ text_font=”Lato Light||||” text_text_color=”#000000″ text_font_size=”16″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″]

BAX practises in the securities and financial services regulatory areas, has acted as counsel to major Canadian and American corporations, market participants including dealers, portfolio managers, investment fund managers boards of directors, financial institutions, REITs, private equity, venture capital and investment funds, money services businesses and mortgage brokers.

[/et_pb_text][et_pb_image src=”https://lawfirmbarbara.wpengine.com/wp-content/uploads/2021/09/3-Medals-980×392-1-1.png” alt=”BAX voted a Top 10 Corporate Law Boutique – Canadian Lawyer” title_text=”3-Medals-980×392-1-1″ align=”center” align_tablet=”center” align_phone=”” align_last_edited=”on|desktop” admin_label=”Award Image” _builder_version=”4.24.1″ global_colors_info=”{}”][/et_pb_image][/et_pb_column][/et_pb_row][et_pb_row _builder_version=”4.24.1″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” hover_enabled=”0″ global_colors_info=”{}” custom_margin=”60px||||false|false” sticky_enabled=”0″][et_pb_column type=”4_4″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_heading title=”Canadian Corporate Securities and Financial Services” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text admin_label=”We understand your business Text” _builder_version=”4.24.1″ text_font=”Lato Light||||” text_text_color=”#000000″ text_font_size=”16″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″]

We understand your legal business needs in today’s financial markets. BAX offers in-depth expertise.

[/et_pb_text][et_pb_divider _builder_version=”4.24.1″ hover_enabled=”0″ z_index_tablet=”500″ box_shadow_horizontal_tablet=”0px” box_shadow_vertical_tablet=”0px” box_shadow_blur_tablet=”40px” box_shadow_spread_tablet=”0px” global_colors_info=”{}” min_height=”6.8px” width=”19%” sticky_enabled=”0″ module_alignment=”center”][/et_pb_divider][/et_pb_column][/et_pb_row][et_pb_row _builder_version=”4.24.1″ _module_preset=”default” column_structure=”1_4,1_4,1_4,1_4″ custom_margin=”||30px||false|false” custom_padding=”||30px||false|false” hover_enabled=”0″ sticky_enabled=”0″][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Financial Services Regulation” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center” title__hover_enabled=”off|desktop” title_last_edited=”off|desktop”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/financial-services-regulation/”]

BAX has direct experience deal with Canadian financial services regulatory bodies including FSRA, FINTRA and OSFI and can assist with risk -management and compliance strategies.

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Fintech” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/fintech/”]

If you are looking to enter into the fintech space, or are already established, we can assist you with your corporate structuring and regulatory compliance needs.

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Capital Raising” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/crowdfunding/”]

We provide securities and corporate finance advice on domestic, cross-border and international public and private offerings

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Mergers & Acquisitions” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/mergers-acquisitions/”]

We advise clients on acquisitions, reorganizations and restructurings including business combinations and arrangements as well as in contested and friendly take-over bids.

[/et_pb_text][/et_pb_column][/et_pb_row][et_pb_row _builder_version=”4.24.1″ _module_preset=”default” column_structure=”1_4,1_4,1_4,1_4″ custom_margin=”||30px||false|false” custom_padding=”||30px||false|false” hover_enabled=”0″ sticky_enabled=”0″][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Real Estate Syndications” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/real-estate-syndications/”]

Our clients range from seasoned commercial real estate developers and brokers to individuals raising capital for their first real estate deal. 

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Securities Regulations” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/registrant-regulation/”]

We assist with compliance proceedings brought by the Ontario Securities Commission (OSC) and other provincial securities commissions, the Canadian Investment Regulatory Organization as well as Canadian stock exchanges.

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Investment Funds” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/investment-funds/”]

We provide legal and regulatory advice to investment funds, portfolio managers and investment fund managers regarding their regulatory registration and compliance issues. 

[/et_pb_text][/et_pb_column][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”1_4″][et_pb_heading title=”Climate Change & Emissions Trading” _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ title_level=”h2″ title_text_align=”center”][/et_pb_heading][et_pb_text _builder_version=”4.24.1″ _module_preset=”default” hover_enabled=”0″ sticky_enabled=”0″ link_option_url=”https://baxsecuritieslaw.com/climate-change-emissions-trading/”]

The next few years promise increased sustainability initiatives and the prominence of climate change related issues in financing and risk disclosure for both public and private companies.

[/et_pb_text][/et_pb_column][/et_pb_row][/et_pb_section][et_pb_section fb_built=”1″ _builder_version=”4.9.2″ custom_margin=”0px|||” custom_padding=”0|0px|13px|0px|false|false” global_module=”3371″ locked=”off” global_colors_info=”{}”][et_pb_row _builder_version=”4.24.1″ _module_preset=”default”][et_pb_column _builder_version=”4.24.1″ _module_preset=”default” type=”4_4″][et_pb_divider _builder_version=”4.24.1″ hover_enabled=”0″ z_index_tablet=”500″ box_shadow_horizontal_tablet=”0px” box_shadow_vertical_tablet=”0px” box_shadow_blur_tablet=”40px” box_shadow_spread_tablet=”0px” global_colors_info=”{}” custom_margin=”50px||||false|false” sticky_enabled=”0″][/et_pb_divider][/et_pb_column][/et_pb_row][et_pb_row column_structure=”1_2,1_2″ _builder_version=”4.16″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” custom_margin=”0px|||” global_colors_info=”{}”][et_pb_column type=”1_2″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_text _builder_version=”4.16″ text_text_color=”#0c89d6″ text_font_size=”18″ header_text_color=”#0c7dc9″ background_size=”initial” background_position=”top_left” background_repeat=”repeat” use_border_color=”off” border_color=”#ffffff” border_style=”solid” global_colors_info=”{}”]

BAX Securities Law is one of Canada’s leading corporate securities law firms. 

[/et_pb_text][et_pb_text admin_label=”Email Button Text” _builder_version=”4.16″ text_text_color=”#0c89d6″ global_colors_info=”{}”]

Join Our Mailing List To Receive News and Updates

[/et_pb_text][et_pb_button button_url=”mailto:bhendrickson@baxsecuritieslaw.com” button_text=”Contact Us” _builder_version=”4.16″ _module_preset=”default” custom_button=”on” button_text_size=”15px” button_text_color=”#FFFFFF” button_bg_color=”#0081c1″ button_border_color=”#0C71C3″ button_border_radius=”0px” button_icon_color=”#0783bc” background_layout=”dark” filter_saturate=”123%” global_colors_info=”{}”][/et_pb_button][/et_pb_column][et_pb_column type=”1_2″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_text admin_label=”Privacy / Disclaimer / Terms” _builder_version=”4.16″ text_font=”Lato|on|||” background_size=”initial” background_position=”top_left” background_repeat=”repeat” use_border_color=”off” border_color=”#ffffff” border_style=”solid” global_colors_info=”{}”]

Privacy Statement | Terms Of Use | Disclaimer | CONTACT US

[/et_pb_text][et_pb_social_media_follow url_new_window=”off” _builder_version=”4.23.4″ link_shape=”rounded_rectangle” global_colors_info=”{}”][et_pb_social_media_follow_network social_network=”linkedin” url=”https://www.linkedin.com/pub/barbara-hendrickson/60/84/310″ _builder_version=”4.16″ background_color=”#007bb6″ bg_color=”#007bb6″ global_colors_info=”{}” follow_button=”off” url_new_window=”off”] LinkedIn [/et_pb_social_media_follow_network][/et_pb_social_media_follow][et_pb_text admin_label=”Copyright Text” _builder_version=”4.23.4″ text_text_color=”#8c8c8c” background_size=”initial” background_position=”top_left” background_repeat=”repeat” z_index_tablet=”500″ text_text_shadow_horizontal_length_tablet=”0px” text_text_shadow_vertical_length_tablet=”0px” text_text_shadow_blur_strength_tablet=”1px” link_text_shadow_horizontal_length_tablet=”0px” link_text_shadow_vertical_length_tablet=”0px” link_text_shadow_blur_strength_tablet=”1px” ul_text_shadow_horizontal_length_tablet=”0px” ul_text_shadow_vertical_length_tablet=”0px” ul_text_shadow_blur_strength_tablet=”1px” ol_text_shadow_horizontal_length_tablet=”0px” ol_text_shadow_vertical_length_tablet=”0px” ol_text_shadow_blur_strength_tablet=”1px” quote_text_shadow_horizontal_length_tablet=”0px” quote_text_shadow_vertical_length_tablet=”0px” quote_text_shadow_blur_strength_tablet=”1px” header_text_shadow_horizontal_length_tablet=”0px” header_text_shadow_vertical_length_tablet=”0px” header_text_shadow_blur_strength_tablet=”1px” header_2_text_shadow_horizontal_length_tablet=”0px” header_2_text_shadow_vertical_length_tablet=”0px” header_2_text_shadow_blur_strength_tablet=”1px” header_3_text_shadow_horizontal_length_tablet=”0px” header_3_text_shadow_vertical_length_tablet=”0px” header_3_text_shadow_blur_strength_tablet=”1px” header_4_text_shadow_horizontal_length_tablet=”0px” header_4_text_shadow_vertical_length_tablet=”0px” header_4_text_shadow_blur_strength_tablet=”1px” header_5_text_shadow_horizontal_length_tablet=”0px” header_5_text_shadow_vertical_length_tablet=”0px” header_5_text_shadow_blur_strength_tablet=”1px” header_6_text_shadow_horizontal_length_tablet=”0px” header_6_text_shadow_vertical_length_tablet=”0px” header_6_text_shadow_blur_strength_tablet=”1px” box_shadow_horizontal_tablet=”0px” box_shadow_vertical_tablet=”0px” box_shadow_blur_tablet=”40px” box_shadow_spread_tablet=”0px” use_border_color=”off” global_colors_info=”{}”]

©2024 BAX Securities Law

[/et_pb_text][/et_pb_column][/et_pb_row][/et_pb_section][et_pb_section fb_built=”1″ custom_padding_last_edited=”on|desktop” _builder_version=”3.2″ background_color=”rgba(255,255,255,0)” custom_margin=”||-78px|||” custom_padding=”13px||0px|||” custom_padding_tablet=”50px|0|50px|0″ custom_padding_phone=”” padding_mobile=”off” global_module=”1440″ global_colors_info=”{}” saved_tabs=”all”][/et_pb_section][et_pb_section fb_built=”1″ custom_padding_last_edited=”on|desktop” _builder_version=”3.2″ background_color=”rgba(255,255,255,0)” custom_margin=”||-78px|||” custom_padding=”13px||0px|||” custom_padding_tablet=”50px|0|50px|0″ custom_padding_phone=”” padding_mobile=”off” global_module=”1440″ global_colors_info=”{}”][/et_pb_section]