by Barbara Hendrickson | Nov 1, 2018
On October 25, 2018, the Canadian Securities Administrators (CSA) published CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Custody Related Amendments (The...
by Barbara Hendrickson | Oct 22, 2018
On October 18, 2018, the Canadian Securities Administrators (CSA) published CSA Staff Notice 11-338, CSA Market Disruption Coordination Plan (The Staff Notice), detailing the CSA’s plans to deal with a disruption in the Canadian capital markets, including one that...
by Barbara Hendrickson | Oct 16, 2018
On October 10, 2018, with a week remaining before cannabis becomes legalized, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry (The Staff Notice). CSA staff reviewed the disclosure...
by Barbara Hendrickson | Oct 3, 2018
In recent years the use of REITs and Limited Partnerships have expanded in the last few years and investments in real estate through these types of structure have become a common way for investors to participate in real estate projects. The attached presentation...
by Barbara Hendrickson | Oct 3, 2018
On September 27, 2018, the securities regulators of Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Quebec and Saskatchewan (the participating jurisdictions) jointly published CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure...
by Barbara Hendrickson | Oct 2, 2018
Toronto, September 19, 2018: BAX Securities Law (BAX) is pleased to announce that Barbara Hendrickson has been appointed as secretary treasurer to the CBA Small solo and General Practice Section Executive for a one-year term. Close to 10,000 CBA members practice at...
by Barbara Hendrickson | Sep 19, 2018
Toronto: September 18, 2018 – BAX Securities Law wishes to extend birthday wishes to Dirk, who is the Top Dog of BAX Securities Law. Click here to open the full article (PDF)
by Barbara Hendrickson | Sep 16, 2018
Toronto, September 19, 2018: BAX Securities Law (BAX) is pleased to announce that the firm will be supporting the solo, small and mid size law firm community by providing the annual sponsorship of the Toronto Business Lawyers Association (TBLA), a forum for business...
by Barbara Hendrickson | Sep 13, 2018
BAX Securities Law sponsors the Women’s Law Association of Ontario 2018 Deb Snead Golf Tournament Toronto, September 13, 2018: BAX Securities Law (BAX) is delighted to announce its sponsorship of the 17th annual Women’s Law Association...
by Barbara Hendrickson | Sep 12, 2018
On August 28, 2018 the North American Securities Administrators Association (NASAA) announced that more than 200 active investigations of Initial Coin Offerings (ICOs) and cryptocurrency-related investment products are currently underway by state and provincial...
