CSA Publishes Amendments to NI-31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
The Canadian Securities Administrators (CSA), along with its participating jurisdictions, have published Amendments to NI-31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to its allied companion policy, CP-31-103 (together, the Amendments). The Amendments once adopted will require registrants to address material conflicts of interest…