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Observations on Disclosure of Crypto Asset Reporting Issuers CSA Notice 51-363

by Barbara Hendrickson | Mar 15, 2021

On March 11, 2021, the Canadian Securities Administrators (CSA) published a staff notice regarding continuous disclosure and other public filings for reporting issuers with crypto and digital assets including cryptocurrencies, tokens, stablecoins, and other digital...

CSA Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements

by Barbara Hendrickson | Mar 15, 2021

On February 25, 2021, the Canadian Securities Administrators (CSA) published key findings of recently completed reviews of issuers’ COVID-19 disclosure to explain the impact of COVID-19 on their industry, operations, customers and suppliers (notice). CSA staff...

CSA Notice 45-328 – Update on Amendments relating to Syndicated Mortgages

by Barbara Hendrickson | Mar 15, 2021

On February 25, 2021, the Canadian Securities Administrators (CSA), referring to amendments to certain securities rules affecting the prospectus and registration exemptions for syndicated mortgages that were published on August 6, 2020 (Syndicated Mortgage...

CSA Multilateral Staff Notice 58-312 – Report on Sixth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

by Barbara Hendrickson | Mar 15, 2021

On March 10, the securities regulatory authorities in Alberta, Manitoba, Saskatchewan, Ontario, Quebec, New Brunswick, and Nova Scotia published a report outlining key trends from a recent review of public disclosure regarding women on boards and in executive officer...

Ontario Capital Markets Modernization Taskforce Recommends Additional Powers For The Characterization Of Digital And Crypto Assets

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021 the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...

Ontario Capital Markets Modernization Taskforce Recommends The Creation Of An Ontario Regulatory Sandbox

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021, the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...

Ontario Capital Markets Modernization Taskforce Recommends Enhanced Diversity Requirements

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021, the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...

Ontario Capital Markets Modernization Taskforce Recommends The Prohibition Of Short Selling In Connection With Prospectus Offerings And Private Placements

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021, the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...

Ontario Capital Markets Modernization Taskforce Recommends Market Participants To Provide Open Data

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021, the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...

Ontario Capital Markets Modernization Taskforce Recommends Changes To Allow For Greater Access To Capital For Start-Ups And Entrepreneurs

by Barbara Hendrickson | Feb 9, 2021

Introduction On January 22, 2021, the Capital Markets Modernization Taskforce (Taskforce) released its final report (Report). The Taskforce was established by the Ontario Provincial Government to help transform the regulatory landscape for the capital markets sector,...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

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If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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