by Barbara Hendrickson | Nov 24, 2020
On November 18, 2020 the Canadian Securities Administrators (CSA) published its biennial report (CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019) on its continuous...
by Barbara Hendrickson | Nov 17, 2020
BAX Securities Law is pleased to announce that Barbara Hendrickson has been appointed to BCSC Fintech Advisory Forum for a two year term. The Forum is made up of financial technology (fintech) industry professionals and experts. The Forum advises BCSC staff on fintech...
by Barbara Hendrickson | Oct 31, 2020
On October 29, 2020 the Ontario Securities Commission (OSC), Alberta Securities Commission (ASC) and Autorité des marchés financiers (AMF) announced that they are inviting businesses in their respective markets to apply to test innovative products, services and...
by Barbara Hendrickson | Oct 31, 2020
The Canadian Securities Administrators (CSA) on October 29, 2020 published its biennial report on its continuous disclosure review program (Report). The CSA’s continuous disclosure review program assesses the compliance of issuers’ continuous disclosure documents with...
by Barbara Hendrickson | Oct 31, 2020
On October 29, 2020, the Ontario Securities Commission (OSC) announced that it has created a new branch – the Office of Economic Growth & Innovation (Innovation Office), which is “focused on supporting economic growth and innovation in Ontario’s...
by Barbara Hendrickson | Oct 28, 2020
Barbara Hendrickson, the managing partner and founder of BAX Securities Law, has been placed on the ReferToHer list as an expert in the Securities & Capital Markets area. ReferToHer was launched in June 2019, as a directory of experienced women lawyers in Canada....
by Barbara Hendrickson | Oct 15, 2020
BAX Securities Law (BAX) is pleased to announce that for the third time it has been ranked as one of the Top 10 Corporate Boutique law firms in Canada by Canadian Lawyer. It also received this prestigious ranking for 2016-2017 and 2018-2019. Canadian...
by Barbara Hendrickson | Oct 14, 2020
On October 13, 2020, Financial Services Regulatory Authority (FSRA) published its proposed 2021-22 Statement of Priorities and Budget for public consultation. FSRA is inviting the general public and all stakeholders to review and provide feedback on the proposed...
by Barbara Hendrickson | Oct 14, 2020
On October 5, 2020 the Financial Services Regulatory Authority of Ontario (FSRA) announced that it is developing proposed guidance – Interpretation and Approach guidance that identifies higher risk offerings and sets out enhanced disclosures by co-operative...
by Barbara Hendrickson | Oct 14, 2020
On October 8, 2020 the Financial Services Regulatory Authority (FSRA) published a summary of their activities to update the regulation of syndicated mortgages to assess risks and build frameworks and resources to deter ‘deceptive and fraudulent financial services...
