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You’re Invited! – Selling Your Law Firm (February 11, 2021)

by Barbara Hendrickson | Jan 25, 2021

Vitaly Timokhov of Tax Chambers and Barbara Hendrickson of BAX Securities Law will walk you through issues to be considered in selling your law firm from valuation to through negotiation of the sale including: Opportunities for small and mid-size law firmsValuation of...

BCSC gaining greater insight on fintech through new stakeholder forum

by Barbara Hendrickson | Dec 14, 2020

The British Columbia Securities Commission (BCSC) announced that the first meeting of its Fintech Advisory Forum, was held on November 24, 2020. The Forum advises BCSC staff on trends and development in the fintech space, as well as the unique situations faced by...

OSC proposes elimination of routine exemptive relief applications for international firms

by Barbara Hendrickson | Dec 14, 2020

On December 1, 2020  the Ontario Securities Commission (OSC) announced a proposal that would reduce the regulatory burden for international dealers and advisers that provide trading or advisory services to institutional investors in Ontario.  The...

OSC, ASC, AMF and BCSC invite businesses to participate in cross-border testing of innovative products

by Barbara Hendrickson | Dec 14, 2020

On December 9, 2020,  and British Columbia Securities Commission (BCSC) joined the Ontario Securities Commission (OSC), Alberta Securities Commission (ASC), and the Autorité des marchés financiers (AMF) inviting businesses to apply to test innovative...

Canadian securities regulators publish guidance on automatic securities disposition plans

by Barbara Hendrickson | Dec 14, 2020

On December 10, 2020, the Canadian Securities Administrators (CSA) and the Ontario Securities Commission (OSC) announced that it was publishing guidance for issuers and insiders on the establishment, use and disclosure of automatic securities disposition plans...

OSC Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

by Barbara Hendrickson | Dec 14, 2020

On December 7, 2020 the Ontario Securities Commission (OSC)  announced that they are  making amendments to OSC Rule 45- 501 Ontario Prospectus and Registration Exemptions (OSC Rule 45-501) relating to syndicated mortgages (the Amendments). The Amendments...

The TSXV announces Changes to Re: Policy 2.4 – Capital Pool Companies

by Barbara Hendrickson | Dec 14, 2020

On December 1, 2020, the TSX Venture Exchange (the “TSXV”) announced changes to its Capital Pool Company (“CPC”) program found in Policy 2.4 Capital Pool Companies which according to the press release accounted for almost 50% of new TSXV listings over the past 10...

Bank of Canada and OSFI announce Climate Change Risk Scenarios Pilot Project

by Barbara Hendrickson | Dec 14, 2020

On November 16, 2020 the Bank of Canada (Bank) and the Office of the Superintendent of Financial Institutions (OSFI) today announced plans for a pilot project to use climate-change scenarios to better understand the risks to the financial system related to a...

CSA Consultation Paper 25-403: Activist Short Selling

by Barbara Hendrickson | Dec 14, 2020

On December 3, 2020 the  Canadian Securities Administrators (CSA) published a consultation paper ( Consultation Paper) is to facilitate discussion of concerns relating to activist short selling and its potential impact on Canadian capital markets. The...

Barbara Hendrickson Joins the Women’s Law Association of Ontario’s Advisory Council

by Barbara Hendrickson | Nov 30, 2020

BAX Securities Law is pleased to announce that Barbara Hendrickson, its founder and managing partner has been invited to join to the Women’s Law Association of Ontario’s Advisory Council. The Council is made up to past presidents, past board members and long serving...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

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If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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