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Barbara Hendrickson quoted in: Canadian Lawyer Magazine: Securities reform heats up

by Barbara Hendrickson | Jan 12, 2016

Barbara Hendrickson quoted in:Canadian Lawyer Magazine: Securities reform heats upRead more…

OSC Sets out Expectations for Peer-to-Peer Lending Websites June 19, 2015

by Barbara Hendrickson | Dec 3, 2015

The Ontario Securities Commission (“OSC”) has published a notice to businesses which are seeking to enter the peer-to-peer lending space in Canada. According to the OSC, depending on the structure, underlying facts and circumstances, a loan arrangement entered into on...

BC Model – Offering Memorandum Prospectus Exemption (November 25, 2015)

by Barbara Hendrickson | Nov 30, 2015

Going forward in Canada there will be three forms of the offering memorandum prospectus exemption in place across Canada: the new “Ontario Model” (Alberta, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan) which will be in effect in Ontario on January 13,...

Manitoba Model – Offering Memorandum Prospectus Exemption (November 25, 2015)

by Barbara Hendrickson | Nov 30, 2015

Going forward in Canada there will be three forms of the offering memorandum prospectus exemption in place across Canada: the new “Ontario Model” (Alberta, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan), the “BC Model” (BC and Newfoundland) and the...

Offering Memorandum Prospectus Exemption Available In Ontario January 13, 2016

by Barbara Hendrickson | Nov 13, 2015

The securities commissions in Alberta, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (“Participating Jurisdictions”) are amending National Instrument 45-106 Prospectus Exemptions (“NI 45-106”) in respect of the offering memorandum exemption in section...

Crowdfunding Exemption in effect in Ontario on January 25th , 2016

by Barbara Hendrickson | Nov 13, 2015

The securities commissions in Manitoba, Ontario, Québec, New Brunswick and Nova Scotia (“Participating Jurisdictions”) are publishing in final form Multilateral Instrument 45-108 Crowdfunding (“MI 45-108”), which includes a crowdfunding prospectus exemption and a...

September 1st, 2015 Barbara Hendrickson appointed Co-Chair of the Ontario Bar Association (“OBA”) Securities Committee.

by Barbara Hendrickson | Sep 2, 2015

The Business Law Section of the OBA has appointed Barbara as the Co-Chair of the Securities Committee.  The Securities Committee covers all aspects of securities laws and is made up of securities law experts from private practice, in house and government....

CSA Proposes Amendments to Take-over Bid Rules March 31, 2015

by Barbara Hendrickson | Jun 10, 2015

On March 31, 2015, the Canadian Securities Administrators (“CSA”) published, for a 90 day comment period, proposed amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids (“MI 62-104”) and changes to National Policy 62-203 Take-Over...

New Friends Family & Business Associates Exemption Comes to Ontario May 5, 2015

by Barbara Hendrickson | Jun 10, 2015

Effective May 5, 2015 the Ontario Securities Commission (“OSC”) introduced a friends and business associates prospectus exemption (“FFBA Exemption”) to allow issuers (other than investment funds) to raise capital from their networks of family, close personal friends...

Update on Crowdfunding in Canada – New Rules Effective in BC, Saskatchewan, Manitoba, Quebec, New Brunswick and Nova Scotia effective May 14, 2015

by Barbara Hendrickson | Jun 3, 2015

The securities commissions in British Columbia, Saskatchewan, Manitoba, Québec, New Brunswick and Nova Scotia (“participating jurisdictions”) have adopted a new registration and prospectus exemption (“start-up crowdfunding exemption”) that allows start-up and...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

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If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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