News Updates
Canadian Securities Regulators Update Guidance On Virtual Shareholder Meetings
The Canadian Securities Administrators (CSA) have provided updated guidance on virtual shareholder meetings. During the pandemic, virtual shareholder meetings became necessary due to quarantine restrictions. In the period following the pandemic, the practice has...
Regulators Report on Systemic Market Risk in 2023
The Canadian Securities Administrators (CSA) has published its 2023 review of systemic market risk in the Canadian capital markets, The 2023 Annual Report on Capital Markets (the Report). The Report is the regulator's analysis of recent financial market trends and key...
BAX Securities Law announces resumption of Toronto Business Lawyers Association Monthly Meetings
Toronto, February 12, 2024: BAX Securities Law is pleased to announce that the firm will resume its sponsorship of the Toronto Business Lawyers Association (TBLA) networking and business development monthly meetings. Barbara Hendrickson, Managing Partner of BAX...
FSRA’s Enforcement Activities – Syndicated Mortgages
An area of enforcement activity has been in the syndicated mortgage area, Syndicated mortgages continue to be a regulatory minefield for many issuers. A case in point is the story of Hi-Rise Capital, a Toronto-based provider of syndicated mortgages. In May 2023,...
Barbara Hendrickson Contributor to Lexis Nexis – Practical Guidance Canada
Barbara Hendrickson is the author of recent practice note entitled “Underwriting Conflicts” which appears in Lexis Nexis Practical Guidance Canada. This practice note provides an introduction to Canadian securities law with respect to underwriter's conflicts as set...
BAX Securities Law is one of Canada’s leading corporate securities law firms.
Join Our Mailing List To Receive News and Updates
