News Updates
Regulators Report on Systemic Market Risk in 2023
The Canadian Securities Administrators (CSA) has published its 2023 review of systemic market risk in the Canadian capital markets, The 2023 Annual Report on Capital Markets (the Report). The Report is the regulator's analysis of recent financial market trends and key...
BAX Securities Law announces resumption of Toronto Business Lawyers Association Monthly Meetings
Toronto, February 12, 2024: BAX Securities Law is pleased to announce that the firm will resume its sponsorship of the Toronto Business Lawyers Association (TBLA) networking and business development monthly meetings. Barbara Hendrickson, Managing Partner of BAX...
FSRA’s Enforcement Activities – Syndicated Mortgages
An area of enforcement activity has been in the syndicated mortgage area, Syndicated mortgages continue to be a regulatory minefield for many issuers. A case in point is the story of Hi-Rise Capital, a Toronto-based provider of syndicated mortgages. In May 2023,...
Barbara Hendrickson Contributor to Lexis Nexis – Practical Guidance Canada
Barbara Hendrickson is the author of recent practice note entitled “Underwriting Conflicts” which appears in Lexis Nexis Practical Guidance Canada. This practice note provides an introduction to Canadian securities law with respect to underwriter's conflicts as set...
The Financial Services Regulatory Authority Of Ontario Approves Canadian Investment Regulatory Organization As Credentialling Body
The Financial Services Regulatory Authority of Ontario (FSRA) has approved the Canadian Investment Regulatory Organization (CIRO) as a credentialing body under Ontario's Financial Professionals Title Protection Act, 2019 (FPTPA) The approval by FSRA means CIRO now...
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