News Updates
Barbara Hendrickson Recognized As A Lexpert-Ranked Lawyer In The 2022 Canadian Legal Lexpert Directory
BAX Securities law is pleased to announce that its founder, Barbara Hendrickson, is recognized in the 2022 Canadian Legal Lexpert Directory as a leading lawyer in the area of Corporate Finance & Securities. Barbara Hendrickson was voted as one of the...
CSA Publishes Staff Notice 81-334, ESG-Related Investment Fund Disclosure
In January 2022, the Canadian Securities Administrators published Staff Notice 81-334, ESG-Related Investment Fund Disclosure (the Staff Notice). The purpose of the Staff Notice is to provide guidance on the disclosure practices of investment funds as they relate to...
CSA Warns Regarding Fraudulent Investment Solicitations Involving Crypto Assets
The Canadian Securities Administrators (CSA) is warning the public about investment schemes involving fraudulent websites that solicit investments in foreign exchange (“forex”), binary options and/or crypto assets. In particular, fraudsters continue to capitalize on...
CSA Seeks Comments on the Proposed Modernization of the Prospectus Filings Models for Investment Funds
The Canadian Securities Administrators (CSA) has published for comment a two-staged proposal to modernize the prospectus filing model for investment funds. In keeping with current requirements, investor access to continuous disclosure documents as well as delivery of...
CSA Publishes Amendments to National Instrument 33-109 Registration Information, and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
In late December 2021, the Canadian Securities Administrators (CSA) published the final amendments to National Instrument 33-109 Registration Information (NI-33-109), its related Companion Policy CP 33-109 (CP 33-109) and National Instrument 31-103 Registration...
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