News Updates
CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
On August 3, 2021, the Canadian Securities Administrators (CSA) released a framework for replacing the two major Canadian Self- Regulatory Organizations (SROs) – the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association...
TSXV Temporary Relief of $0.05 Minimum Pricing Requirement – Further Extension
On June 17, 2021, the TSX Venture Exchange (the “Exchange”) followed up on a previously issued bulletin (the “April 8, 2020 Bulletin”) that provided notice that, in response to the COVID-19 pandemic, the Exchange would provide temporary relief (the “Temporary Relief”)...
Canadian securities regulators publish final rule for non-GAAP and other financial measures
On May 27, 2021, the Canadian Securities Administrators (CSA) today published disclosure requirements for issuers that disclose non-GAAP (generally accepted accounting principles) and other financial measures on a voluntary basis )National Instrument 52-112 Non-GAAP...
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements
On May 20, 2021, the Canadian Securities Administrators (CSA) published changes to the continuous disclosure requirements for non-investment fund reporting issuers. The proposed amendments: Streamline and clarify certain disclosure requirements in the management’s...
Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius
On June 23, 2021, certain members of the Canadian Securities Administrators (CSA) signed a fintech co-operation agreement with the Financial Services Commission, Mauritius (FSC Mauritius). The members are the securities regulatory authorities in British Columbia,...
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