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Canadian Securities Regulators Publish Proposed Changes To Principal Distributor Model For Review And Comment
The Canadian Securities Administrators (CSA) are publishing a series of proposed amendments and changes to the principal distributor model in the distribution of mutual funds (the Proposed Amendments and Proposed Changes) for a 90-day comment period ending February...
Canadian Securities Regulators Propose Amendments To Multilateral Instrument 13-102 System Fees
The Canadian Securities Administrators (CSA) has published for comment proposed amendments (the Proposed Amendments) to Multilateral Instrument 13-102 System Fees for a 90-comment period ending February 19, 2025. The Proposed Amendments would see system fees for...
Ontario Securities Commission publishes Insights on the OSC Staff’s Approach to Sustainable Finance
The Ontario Securities Commission (OSC) recently published Insights on the OSC Staff’s Approach to Sustainable Finance (the SF Insights), which builds on the work the regulator has done around sustainable finance and sets its approach for the coming years. The...
CSA Proposes Amendments And Changes To Implement An Access Model For Certain Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers
The Canadian Securities Administrators (CSA) is publishing for a 90-day comment period ending February 17, 2024, proposed amendments to: National Instrument 51-102 Continuous Disclosure Obligations (proposed amendments to NI 51-102) and proposed changes to: Companion...
Ontario Securities Commission Publishes Summary Report
The Ontario Securities Commission (OSC) recently published its Summary Report for Investment Fund and Structured Product Issuers (The Summary Report), which provides an overview of key activities undertaken by the Investment Management division in fiscal 2023-2024....
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