News Updates
Canadian Securities Administrators Propose Amendments to Modernize Continuous Disclosure Regime for Investment Funds
The Canadian Securities Administrators (CSA) have published for review and comment a series of proposed amendments (The Proposed Amendments ), aimed at modernizing the continuous disclosure regime for investment funds for a period ending January 7, 2025. The Proposed...
Ontario Securities Commission Publishes Study on Artificial Intelligence and Retail Investing
The Ontario Securities Commission (OSC) has published Artificial Intelligence and Retail Investing: Use Cases and Experimental Research (the Report), which discusses the results of a behavioural science experiment that focused on the role of artificial intelligence...
Canadian Securities Administrators Extends Again Deadline For The Trading Of Stablecoins
The Canadian Securities Administrators (CSA) has extended its deadline yet again to December 31, 2024, so that crypto asset trading platforms (CTPs) that have not registered or provided a pre-registration undertaking (PRU) have until that date to allow clients to buy,...
BAX Securities Law Announces October Toronto Business Lawyers Association Monthly Meeting
Toronto, September 9, 2024: BAX Securities Law is pleased to announce that the firm has resumed its sponsorship of the Toronto Business Lawyers Association (TBLA) networking and business development monthly meetings. Barbara Hendrickson, Managing Partner of BAX...
CIRO Publishes Draft Amendment To Proficiency Rules For Investment Dealer Approved Persons For Review And Comment
The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed amendments to the Investment Dealer and Partially Consolidated Rules (IDPC, the Draft Rule Amendments) reflecting the proposed proficiency model, for a period ending September...
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