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Canadian securities regulators provide temporary relief to public companies with delayed annual meetings due to COVID-19

by Barbara Hendrickson | May 4, 2020

The Canadian Securities Administrators (CSA) announced on May 1, 2020 it is providing public companies with temporary blanket relief from certain filing and delivery requirements, which are generally tied to the sending of materials for annual general...

CSA Staff Notice 51-360 (Updated) Frequently asked questions regarding filing extension relief granted by way of a blanket order in response to COVID-19

by Barbara Hendrickson | May 4, 2020

On May 1st, 2020 the Canadian Securities Administrators (“CSA”) published an update to the CSA staff’s views on frequently asked questions (FAQs) about the exemptions from certain corporate finance requirements provided by the CSA that apply to reporting issuers and...

Canadian Bar Association submission on CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Reporting Issuers

by Barbara Hendrickson | May 4, 2020

On January 9, 2019 the Canadian Securities Administrator (CSA) including the Ontario Securities Commission (OSC) published a consultation paper ‘Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers’ (the Consultation Paper)...

OSC temporarily waives all late fees for market participants

by Barbara Hendrickson | Apr 19, 2020

The Ontario Securities Commission (OSC) has provided temporary relief to market participants by waiving all late fees that accumulate between April 17, 2020 and June 1, 2020. This is estimated to result in over $300,000 of relief to issuers, registrants and insiders...

CSA Staff Notice 51-360 (Updated) Frequently asked questions regarding filing extension relief granted by way of a blanket order in response to COVID-19

by Barbara Hendrickson | Apr 19, 2020

On April 16, 2020 the Canadian Securities Administrators (CSA) published an update to CSA Staff Notice 51-360 “Frequently asked questions regarding filing extension relief granted by way of a blanket order in response to COVID-19” (CSA Staff Notice) which was first...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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