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Ontario Securities Commission Publishes 2019 Burden Reduction Update

by Barbara Hendrickson | Nov 19, 2019

The Ontario Securities Commission (OSC) has published a year-end update on its burden reduction efforts for Ontario capital market participants,  Reducing Regulatory Burden in Ontario’s Capital Markets, 2019 (the Update). In OSC Staff Notice 11-784, Burden...

Canadian Securities Administrators Sign Fintech Cooperation Agreement with Monetary Authority of Singapore

by Barbara Hendrickson | Nov 19, 2019

The Canadian Securities Administrators (CSA) and the participating jurisdictions of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, and Nova Scotia (the Participating Jurisdictions) have signed a cooperation agreement (the Agreement)...

Canadian Securities Administrators Issue CSA Staff Notice 51-357, Staff Review of Reporting Issuers in the Cannabis Industry

by Barbara Hendrickson | Nov 12, 2019

The Canadian Securities Administrators (CSA) has completed its review of the disclosure of 70 Canadian Cannabis industry registrants, CSA Staff Notice 51-357, Staff Review of Reporting Issuers in the Cannabis Industry (the Staff Notice). Prior to the Cannabis Act,...

BCSC Acts Against Two British Columbia Cryptocurrency Exchanges

by Barbara Hendrickson | Nov 5, 2019

The British Columbia Securities Commission (BCSC) has acted to protect the investors of one BC-based cryptocurrency exchange while launching an investigation against a second. On October 31, 2019 the counsel representing the Vancouver-based Einstein Exchange...

Ontario Securities Commission Greenlights Limited-Time Pilot of Security Token

by Barbara Hendrickson | Nov 4, 2019

The Ontario Securities Commission has granted limited-time approval to TokenGX Inc. (TokenGX or the Company) for the creation of a blockchain-based security token (token). TokenGX sought approval to create its blockchain-based security token trading platform (the...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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