BAX Securities Law™
  • Home
  • About Us
    • Who We Are
    • Our Commitment
    • Community
  • Our Practice
    • Corporate Finance & Securities
    • Investment Funds
    • Financial Services Regulation & Enforcement
    • Fintech
    • Real Estate Syndications
    • Securities Regulation & Enforcement
  • Team
    • Professionals
      • Barbara Hendrickson*
      • Janny Cho
      • Natalie Ochrym
    • Consultants
  • News Updates
  • Contact Us
Select Page

Ontario Securities Commission Overturns Bitcoin Fund Ruling, Issues Receipt for Final Prospectus

by Barbara Hendrickson | Nov 1, 2019

The Ontario Securities Commission (OSC) has overturned a prior OSC ruling and has issued a receipt for the final prospectus of the Bitcoin Fund (the Fund). The Manager of the Fund (3iQ Corp.) announced in October 2018 that the Fund, had filed a non-offering prospectus...

Canadian Securities Administrators Reviews Automatic Securities Disposition Plans

by Barbara Hendrickson | Nov 1, 2019

The Canadian Securities Administrators (CSA), along with its participating jurisdictions, is conducting a review of Automatic Securities Disposition Plans (ASDPs). ASDPs allow insiders to carry out preplanned sales of securities of an issuer through an arms-length...

Ontario Government Completes Review of Business Law, Asks for Recommendations

by Barbara Hendrickson | Nov 1, 2019

The Government of Ontario’s Ministry of Government and Consumer Services (MGCS) has completed its review of key elements of Ontario business law and is now requesting input from stakeholders. The proposed changes include amendments to the Business Corporations Act...

British Columbia Government Introduces Major Updates with the Securities Amendment Act, 2019

by Barbara Hendrickson | Oct 29, 2019

On October 2, 2019,  the Government of British Columbia introduced proposed legislation that would provide a sweeping set of updates to existing provincial securities law, Bill 33 – 2019, the Securities Amendment Act, 2019 (the Act.) Once given Royal Assent and...

TSX Venture Exchange Amends Corporate Finance Manual to Reduce Frequency of Filings

by Barbara Hendrickson | Oct 23, 2019

The TSX Venture Exchange (TSXV) has announced amendments (the Amendments) to its Corporate Finance Manual (the Manual) to reduce the frequency by which directors, officers, promoters, and other insiders (individuals)  have to submit a Form 2A (The Personal...
  1. Pages:
  2. «
  3. 1
  4. ...
  5. 61
  6. 62
  7. 63
  8. 64
  9. 65
  10. 66
  11. 67
  12. ...
  13. 107
  14. »
« Older Entries
Next Entries »

About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

Join Our Mailing List

©2025 BAX Securities Law
390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

  • Facebook
  • X
  • RSS
.;;;;;;;;;;;;;;;;;;;;;;