by Barbara Hendrickson | Oct 16, 2019
The Canadian Securities Administrators (CSA), along with its participating jurisdictions, have published Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor...
by Barbara Hendrickson | Oct 11, 2019
The Canadian Securities Administrators (CSA), along with its participating jurisdictions, have published Amendments to NI-31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations, and to its allied companion policy, CP-31-103 (together, the...
by Barbara Hendrickson | Oct 9, 2019
As part of the Financial Services Regulatory Authority (FSRA) of Ontario’s mandate was the new regulator’s introduction of Principles Based Regulation (PBR), representing a marked shift from previous provincial regulatory regimes. The PBR approach integrates the...
by Barbara Hendrickson | Oct 7, 2019
The Canadian Securities Administrators (CSA), along with its participating jurisdictions, have published Multilateral Staff Notice, 58-311, Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions (the Report). In...
by Barbara Hendrickson | Oct 6, 2019
With the publication of BC Instrument 13-502, Electronic filing of Reports of Exempt Distribution (the Instrument) and its Companion Policy, 13-502CP (the Companion Policy), the British Columbia Securities Commission (BCSC) has set forth procedures and expectations...
