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Canadian Securities Regulators Publish Report on Continuous Disclosure Review

by Barbara Hendrickson | Nov 14, 2022

The Canadian Securities Administrators (CSA) recently published CSA Staff Notice 51-364 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021 (the Staff Notice, the Review), a biennial review of its continuous...

Canadian Securities Administrators Complete Eighth Review of the Representation of Women on Boards and in Executive Officer Positions in Canada

by Barbara Hendrickson | Oct 28, 2022

Participating Canadian securities regulatory authorities recently published the results their eighth annual review of disclosures relating to women on boards and in executive officer positions. The findings summarize the corporate governance disclosures of 625...

OSC Pilots Self-Certified Investor Prospectus Exemption

by Barbara Hendrickson | Oct 28, 2022

The Ontario Securities Commission (OSC) recently launched an 18-month pilot, providing a prospectus exemption (the prospectus exemption) to those Ontario investors with qualifying education or work experience access to increased investment opportunities. The exemption...

Webinar Invite: The evolution of cryptocurrency dealer regulation in Canada: AML and beyond

by Barbara Hendrickson | Oct 26, 2022

  Please join Barbara Hendrickson and Addison Cameron-Huff on November 9th at 12:00 PM EST for a webinar to discuss the evolving Canadian regulatory landscape for cryptocurrency and other digital assets.  Speakers will address: Recent regulatory guidance from the...

Canadian securities regulators consider impact of international developments on proposed climate-related disclosure rule

by Barbara Hendrickson | Oct 19, 2022

In October 2021, the Canadian Securities Administrators (CSA) published the Proposed National Instrument NI 51-107 Disclosure of Climate-related Matters (the Proposed National Instrument) for comment. Before publishing the Proposed National Instrument, CSA staff noted...
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