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OSC Publishes Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange

by Barbara Hendrickson | Apr 1, 2023

The Ontario Securities Commission (OSC) has approved significant changes (the “Amendments”) to the Listing Policies and Forms of the Canadian Securities Exchange (CSE). It has published The Amendments as Canadian Securities Exchange – Amendments to CSE Listing...

Draft Regulations to Retail Payment Activities Act Released for Public Comment

by Barbara Hendrickson | Mar 10, 2023

Proposed Regulations (the Proposed Regulations) under the Retail Payment Activities Act (RPAA) have been released for public comment for a period ending March 28, 2023. The RPAA, which received Royal Assent in June, 2021 and the proposed Regulations introduce a new...

Proposed Changes to Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) to impact Non-Bank Mortgage Lenders

by Barbara Hendrickson | Mar 10, 2023

Proposed Amendments (The Proposed Amendments) to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) will affect non-bank mortgage lenders, making them subject to the legislation. Announced in early February, The Proposed Amendments ensure...

Canadian Securities Administrators Announce Enhanced Pre-Registration Undertaking Requirements for Crypto Trading Platforms

by Barbara Hendrickson | Feb 27, 2023

Please join Barbara Hendrickson of BAX Securities Law (www.baxsecuritieslaw.com) and Addison Cameron-Huff (www.cameronhuff.com) on March 3, 2023, at 1:00 ET for a seminar on the most recent notice from the Canadian Securities Administrators (CSA) – Staff Notice...

Canadian Securities Administrators Publish Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings Changes to Enhance Canadian Investor Protection

by Barbara Hendrickson | Feb 24, 2023

On February 22, 20233, the Canadian Securities Administrators (CSA) published Staff Notice 21-332, Crypto Asset Trading Platforms: Pre-Registration Undertakings Changes to Enhance Canadian Investor Protection (Staff Notice 21-332). Staff Notice 21-332 follows the...
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