by Barbara Hendrickson | Oct 17, 2024
“One need not look further than the headlines to realize the anti-money and anti-terrorist financing are becoming the focus of increased regulatory scrutiny.” Please join Barbara Hendrickson of BAX Securities Law and Natalie Ochrym and Claude Baksh of Grace Compliance...
by Barbara Hendrickson | Oct 2, 2024
BAX Securities Law’s Barbara Hendrickson gave a guest lecture via Zoom to a class of students at Kyiv’s State Tax University, Sept 23, 2024 Barbara will speak on the topic: “The Legal Profession in Canada: Challenges and Opportunities in International Legal...
by Barbara Hendrickson | Oct 2, 2024
BAX Securities Law’s Barb Hendrickson is pleased to announce that she is appearing in a new legal directory, The Ontario Lawyers Directory for Whistleblowers (the Directory), published by Whistleblowing Canada. The goal of the Directory, published by Whistleblowing...
by Barbara Hendrickson | Oct 2, 2024
The Canadian Securities Administrators (CSA) have published for review and comment a series of proposed amendments (The Proposed Amendments ), aimed at modernizing the continuous disclosure regime for investment funds for a period ending January 7, 2025. The Proposed...
by Barbara Hendrickson | Oct 2, 2024
The Ontario Securities Commission (OSC) has published Artificial Intelligence and Retail Investing: Use Cases and Experimental Research (the Report), which discusses the results of a behavioural science experiment that focused on the role of artificial intelligence...
