Skip to content

2013

Proposed amendments to facilitate private placements into Canada

Proposed Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions (“Proposed MI 45-107”)On November 28, 2013 all of the members of the Canadian Securities Administrators (“CSA”), other than the securities commissions in Ontario and… 

Proposed Cooperative Capital Markets Regulator

On September 19, 2013, the Ministers of Finance of British Columbia, Ontario and Canada agreed to establish a cooperative capital markets regulatory system and invite all provinces and territories to participate in the proposed system.The… 

Ownership Through Equity Participation for First Nations

October 24, 2013 12:00 EST OnlineThe Canadian Bar Association, Business Law Section webinar will focus on the role of equity participation in the IBA process and, generally, in enterprises involving Aboriginal Lands and First Nations… 

The Ontario Securities Commission is considering new exemptions

On August 29, 2013 the Ontario Securities Commission (“OSC”) published a notice which indicated that they are considering the following new or expanded exemptions from the prospectus requirements:1. Crowdfunding exemptionCrowdfunding is a term used to… 

TSX V Notice to Issuers – Changes to TSX V Policy Manual

Private Placements – Lapsing of Temporary ReliefOn August 17, 2012, the TSX V implemented, on a temporary basis, relief from certain existing pricing requirements related to Private Placement financings. The three temporary measures (“Relief Measures”)… 

Disclosure Requirements Regarding Women on Boards and in Senior Management

The Ontario Securities Commission (OSC) recently announced a request for comments on OSC Staff Consultation Paper 58-401 Disclosure Requirements Regarding Women on Boards and in Senior Managementon a new proposal which would require TSX-listed companies to provide… 

Gender Diversity and Canadian Boards of Directors

On July 30, 2013 the Ontario Securities Commission (“OSC”)published a Staff Consultation Paper 58-401 Disclosure Requirements regarding Women on Boards and in Senior Management(“Paper”) which discussed low levels of representation of women on the boards… 

BAX Bulletin – CSA Proposed New Regime for Rights Plans

On March 14, 2013, the Canadian Securities Administrators (CSA) published for comment proposed National Instrument 62-105 Security Holder Rights Plans (Proposed Rule) and proposed Companion Policy 62-105CP Security Holder Rights Plans (Proposed Policy).The Proposed Rule…