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Canadian Securities Administrators issue CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Custody-Related Amendments

On October 25, 2018, the Canadian Securities Administrators (CSA) published CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Custody Related Amendments (The Proposed Custody Amendments).  All comments on the Proposed Custody Amendments must…

Canadian Securities Administrators issue CSA Multilateral Staff Notice 58-310, Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

On September 27, 2018, the securities regulators of Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Quebec and Saskatchewan (the participating jurisdictions) jointly published CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions (The…

BAX’ Top Dog turns six

Toronto: September 18, 2018 – BAX Securities Law wishes to extend birthday wishes to Dirk, who is the Top Dog of BAX Securities Law. Click here to open the full article (PDF)  

Coordinated Crypto Crackdown

On August 28, 2018 the North American Securities Administrators Association (NASAA) announced that more than 200 active investigations of Initial Coin Offerings (ICOs) and cryptocurrency-related investment products are currently underway by state and provincial securities regulators in the United States and Canada as part of…