Practice Areas

• AI Governance & Regulatory Compliance – Advising technology companies and securities registrants on AI-related regulatory requirements and risk mitigation strategies
• Securities Law & Corporate Finance – Capital raising, venture financings, and regulatory compliance for technology and AI companies
• Technology Transactions – Licensing agreements, partnership structures, and commercial contracts for AI and technology products
• Privacy & Data Protection – Compliance with Canadian and U.S. data protection laws in AI and technology contexts
• Cross-Border Corporate Law – Multi-jurisdictional corporate structuring and regulatory compliance

Contact

Toronto Office
30 St. Patrick Street
Suite 700
Toronto ON
M5T 3A3
T: 416.601.1004
C: 917.885.0578
E: rmiller@baxsecuritieslaw.com

Robb Miller is of counsel with BAX Securities Law, bringing specialized expertise in AI governance, technology law, and cross-jurisdictional corporate practice to the firm’s securities and corporate law services.  With over 15 years of experience as a corporate and technology attorney, Robb provides strategic guidance to technology companies, AI enterprises, and securities registrants navigating the complex intersection of emerging technologies and regulatory compliance.

Robb’s practice uniquely combines traditional securities and corporate law with cutting-edge AI tools, and technology implementation strategies. He currently serves as Fractional General Counsel for multiple technology companies across the US and Canada, advising on regulatory compliance, product development, and risk mitigation in the rapidly evolving AI and fintech sectors.

Prior to joining BAX Securities Law, Robb practiced securities and corporate law at Thompson LLP in New York, where he focused on U.S. securities law, corporate transactions, and venture capital financings. His transactional experience includes private placements, venture financings, M&A transactions, and strategic partnerships for established companies, emerging growth businesses, financial institutions, broker-dealers, investment advisers, and private equity firms.

Robb is the founder of Aloha Legal AI Solutions, where he helps legal departments successfully integrate AI technologies into their practice while maintaining ethical compliance and data security standards. His technical fluency with AI/ML concepts and practical experience implementing governance frameworks positions him to advise clients on the legal and regulatory challenges of AI adoption.

Awards & Recognitions

Repeatedly recognized in the Canadian Legal Lexpert Directory as a leading lawyer in the area of Corporate Finance & Securities and most recently in the 2025 edition. The Directory recognizes Leading Legal Practitioners across Canada based on an extensive peer survey process.

Listed in the 2025 edition of The Best Lawyers in Canada™.  The Best Lawyer awards are given to lawyers who while demonstrating comprehensive expertise in their professional practices, also have also shown adaptability, ethics, and leadership. The Best Lawyer awards are seen as of symbols of esteem and the recognition of integrity in the legal community.

Consistently ranked as AV® Preeminent ™ Peer Review Rated by Martindale-Hubbell, which is given to an elite group of attorneys who have been rated highly by their peers as having Very High Ethical Standards and an A grade (4.5 or higher).

Ranked by Law Day Leading Practitioners as one of the top 10 environmental finance lawyers in Canada.

Recipient of the Women’s Law Association President’s Award, a prestigious award recognizing her substantial contribution and commitment to the promotion of women in law and as a leader in the legal profession.

Recipient of a recognition award by the Prospectors and Developers Association of Canada (“PDAC”) award for her contribution as a board member and securities committee member of PDAC.

Recipient of the prestigious Arbor Award for her contributions to the University of Toronto in the carbon and environmental finance areas.

Professional Affiliations

Licensed to practice in New York (2018), Ontario (1998), and British Columbia (1996), providing clients with comprehensive cross-jurisdictional legal services.

Education & Calls to the Bar

• Called to the bars of New York (2018), Ontario (1998), and British Columbia (1996).
• Bachelor of Laws (LLB)/J.D., University of New Brunswick, with exchange semester at Maine Law and summer program at the Institute of International and Comparative Law (Cornell Paris).
• Bachelor of Arts in Philosophy, University of Western Ontario.