by Barbara Hendrickson | Aug 5, 2024
The Canadian Securities Administrators (CSA) recently published their 2023-2024 Year in Review (The Year in Review), which discussed the emerging cryptocurrency regulatory regime and enforcement actions the regulator undertook in crypto-related matters. Perhaps as a...
by Barbara Hendrickson | Jul 29, 2024
The Canadian Securities Administrators (CSA) has published final amendments (the Amendments) that streamline and harmonize over-the-counter (OTC) derivatives data reporting with global standards, which became effective on July 25, 2025. The Amendments are expected to...
by Barbara Hendrickson | Jul 17, 2024
The Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation for a period ending July 26, 2024, on proposed Rule 2024 – 002 – Total Cost Reporting (the Proposed Rules) that will affect how insurers report segregated fund...
by Barbara Hendrickson | Jun 28, 2024
On June 20, 2024, the securities regulatory authorities in Alberta, British Columbia, Nova Scotia, Ontario, Québec and Saskatchewan (the participating jurisdictions) published a temporary exemption from the restrictions set out in subsection 7.1(2) (d) of National...
by Barbara Hendrickson | Jun 7, 2024
Toronto, June 7, 2024: BAX Securities Law is pleased to announce that the firm has resumed its sponsorship of the Toronto Business Lawyers Association (TBLA) networking and business development monthly meetings. Barbara Hendrickson, Managing Partner of BAX Securities...
