by Barbara Hendrickson | Oct 31, 2023
On October 26th, the Canadian the Public Accountability Board (CPAB), the Office of the Superintendent of Financial Institutions (OSFI) and the Canadian Securities Administrators (CSA) co-hosted the Canadian Audit Quality Roundtable in Toronto. The annual Roundtable,...
by Barbara Hendrickson | Oct 30, 2023
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have jointly published CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital...
by Barbara Hendrickson | Oct 30, 2023
The Canadian Security Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have jointly published Staff Notice 31-364 – OBSI Joint Regulators Committee Annual Report for 2022 (The Staff Notice). The Staff Notice serves as the Annual...
by Barbara Hendrickson | Oct 13, 2023
BAX Securities Law webinar series on the regulation of crypto currencies in Canada Please join Barbara Hendrickson and Addison Cameron-Huff on November 3, 2023 at 12:00 PM EST for a webinar to discuss the evolving Canadian regulatory landscape for Value-Referenced...
by Barbara Hendrickson | Oct 12, 2023
The Ontario Securities Commission (OSC) has published a report, Artificial Intelligence in Capital Markets: Exploring the Use Cases in Ontario (the Report), exploring the use of artificial intelligence (AI) in Ontario’s capital markets. The Report highlights current...
