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CSA Investor Alert: Emergence of Claims Management Companies

by Barbara Hendrickson | Mar 26, 2024

A recent Canadian Securities Administrators (CSA) Investor Alert (Alert) points to the emergence of firms, known as claims management companies (CMCs) that offer paid services to investors to interreact with the Ontario Securities Commission and other member of the...

Multilateral Continuous Disclosure Review And Guidance For Independent Review Committees Is Published

by Barbara Hendrickson | Mar 25, 2024

Canadian Securities Administrators (CSA) A Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds (the Staff Notice) has been published jointly by the Ontario Securities Commission...

Canadian Sustainability Standards Board Announces First Canadian Sustainability Disclosure Standards for Public Consultation

by Barbara Hendrickson | Mar 20, 2024

The Canadian Sustainability Standards Board (CSSB) has published draft versions of the First Canadian Sustainability Disclosure Standards (the standards) for a 90-day comment period ending June 10, 2024.  The standards aim to set a new benchmark for...

Canadian Securities Administrators Publish Updated Guidance On ESG-Related Fund Disclosure

by Barbara Hendrickson | Mar 12, 2024

The Canadian Securities Administrators (CSA) has published CSA Staff Notice 81-334 – ESG-Related Investment Fund Disclosure (Revised) (the revised Staff Notice), which provides updated guidance for investment funds on disclosure practices related to...

Bank of Canada Launches Retail Payment Activities Act Supervisory Guidelines Consultation

by Barbara Hendrickson | Feb 29, 2024

Under the Retail Payment Activities Act, payment service providers registered with the Bank of Canada must demonstrate how they manage their operational risks, respond to incidents, safeguard end-user funds, and notify the Bank of Canada of certain incidents and...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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