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OSC Releases Report on Artificial Intelligence in Ontario’s Capital Markets

by Barbara Hendrickson | Oct 12, 2023

The Ontario Securities Commission (OSC) has published a report, Artificial Intelligence in Capital Markets: Exploring the Use Cases in Ontario (the Report), exploring the use of artificial intelligence (AI) in Ontario’s capital markets. The Report highlights current...

Canadian Securities Regulators Clarify Interim Approach to Stablecoins

by Barbara Hendrickson | Oct 10, 2023

The Canadian Securities Administrators (CSA) is providing further guidance to crypto asset trading platforms based on its interim approach to the trading of value-referenced crypto assets or VCRAs (commonly referred to as stablecoins) as laid out in in CSA Staff...

Canadian Securities Regulators Provide Update on Proposed Amendments to Continuous Disclosure Requirements

by Barbara Hendrickson | Oct 10, 2023

The Canadian Securities Administrators (CSA) has issued an update on proposed amendments to modernize the continuous disclosure requirements for non-investment fund reporting issuers published for comment in May 2021 (The Proposed Amendments). The Proposed Amendments...

OSC Adopts Permanent Exemptions for Federal Financial Institutions

by Barbara Hendrickson | Oct 10, 2023

The Ontario Securities Commission (OSC) announced today the adoption of OSC Rule 52-503, Exemption from Disclosure of a Specified Financial Measure (The Rule).   This action is intended to make permanent a temporary exemption issued on December 2, 2021, which expired...

Canadian Securities Regulators Adopt Business Conduct Rule for Derivatives Dealers and Advisers

by Barbara Hendrickson | Oct 5, 2023

The Participating Jurisdictions of the Canadian Securities Administrators (CSA), Alberta, Saskatchewan, Manitoba, Ontario, Québec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Yukon, Nunavut and Northwest Territories (the Participating...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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