by Barbara Hendrickson | Aug 15, 2023
The Ontario Securities Commission (OSC) has published OSC Staff Notice 33-752 – Summary Report for Dealers, Advisers and Investment Fund Managers (The Summary Report). The Summary Report describes the work conducted by the OSC’s Compliance and Registrant Regulation...
by Barbara Hendrickson | Aug 15, 2023
The Canadian Securities Administrators (CSA) is launching a review of exchange-traded funds (ETFs). ETFs are an increasingly popular investment vehicle, offering exposure to a variety of underlying assets and investment strategies, with intraday liquidity on the...
by Barbara Hendrickson | Jul 21, 2023
Participating members of the Canadian Securities Administrators (CSA) will be issuing exemptions from certain filing requirements (the blanket orders) to cover the brief period before the System for Electronic Document Analysis and Retrieval (SEDAR) will be switched...
by Barbara Hendrickson | Jul 21, 2023
The Canadian Securities Administrators (CSA) has published CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers (the Staff Notice), which provides guidance to help fund managers understand and comply with securities law...
by Barbara Hendrickson | Jul 21, 2023
The House of Commons Standing Committee on Science and Technology has issued its report, Blockchain Technology: Cryptocurrencies and Beyond. The 62-page report examines the ways that blockchain technology is already changing the digital landscape and providing...
