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BAX Securities Law has been listed in Ontario Securities Commission’s Beta Innovation Office Directory

by Barbara Hendrickson | Feb 17, 2023

BAX Securities Law is pleased to announce that it has been listed on the Ontario Security Commission (OSC) Beta Innovation Office Directory. The Directory, developed by the OSC Innovation Office, connects experienced law firms with the start-up and innovation...

Canadian Securities Administrators Publish Exemption for Reporting Issuers

by Barbara Hendrickson | Feb 8, 2023

The Canadian Security Administrators (CSA) have published an Exemption for Reporting Issuers incorporated under the Canada Business Corporations Act (CBCA). The Exemption provides relief from the proxy requirement for the uncontested election of directors. The CSA has...

Canadian Securities Administrators Publish CSA Staff Notice 81-334, ESG-Related Investment Fund Disclosure

by Barbara Hendrickson | Feb 1, 2023

Over the last few years, so-called sustainable investing, especially those that follow environmental, social and governance (ESG) considerations has grown. Reacting to this development, the Canadian Securities Administrators (CSA) Published Staff Notice 81-334, ESG...

CSA Amends National Instrument 45-106 Prospectus Exemptions

by Barbara Hendrickson | Dec 12, 2022

The Canadian Securities Administrators (CSA) has announced it is amending (the Amendments) National Instrument 45-106 Prospectus Exemptions (NI 45-106). Provided all necessary ministerial approvals are obtained, the Amendments will come into force on March 8, 2023....

CSA and IIROC Issue Joint Staff Notice 23-329, Short Selling in Canada

by Barbara Hendrickson | Dec 12, 2022

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) have issued joint Staff Notice, 23-329, Short Selling in Canada (the Joint Staff Notice), to gather input from stakeholders regarding the regulatory...
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About BAX Corporate Securities & Financial Services Lawyers

BAX practises in the securities and financial services regulatory areas and has acted as counsel to major Canadian and American corporations, market participants.

Legal Services

If you wish to discuss retaining BAX Securities Law to provide you with legal services, please contact:

Barbara Hendrickson
Managing Partner
416.601.1004
bhendrickson@baxsecuritieslaw.com

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390 Bay Street, Suite 1000 Toronto, ON M5H 2Y2

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