by Barbara Hendrickson | Jan 21, 2020
The Canadian Securities Administrators (CSA) published CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets (the Staff Notice) on January 18, 2020. The objective of the Staff Notice is to...
by Barbara Hendrickson | Jan 21, 2020
With recent news breaking that Barron’s fourth-annual ranking of big-cap equity funds receiving a “high” or “above average” sustainability rating from Morningstar substantially outperforming those with lower sustainability ratings, you might be forgiven to think...
by Barbara Hendrickson | Jan 17, 2020
The Canadian Securities Administrators (CSA) has published CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers (the Consultation Paper). The Consultation Paper seeks opinion from stakeholders...
by Barbara Hendrickson | Jan 2, 2020
Mark Carney, OC, Governor of the Bank of England and former Governor of the Bank of Canada, has been appointed by United Nations Secretary-General António Guterres to serve as UN Special Envoy on Climate Action and Finance. Carney’s appointment a UN Special Envoy will...
by Barbara Hendrickson | Jan 2, 2020
Press Release Toronto ON – January 1, 2020 – Barbara Hendrickson, Managing Partner and Founder of BAX Securities Law welcomed securities lawyer Neil Mangan to the company’s team of legal professionals. “We are proud to have Mr. Mangan practice in...
