Barbara has practiced in the securities and corporate areas for nearly 30 years, including with a leading international law firm, a leading national law firm, a Vancouver based boutique securities law firm, as senior legal counsel with the Ontario Securities Commission and, for the last 14 years, her own boutique law firm. As a former regulator and experienced securities lawyer, Barbara brings a special combination of skills and abilities to assist her clients.
With the amendments to National Instrument 45-106, Prospectus Exemptions, the Canadian Securities Administrators (CSA) are introducing a new harmonized reporting structure (the New Reports) for exempt distributions, effective June 30, 2016 (subject to ministerial approval).…
In the wake of announcing enforcement settlement agreements with mortgage investment entities (MIEs), mortgage brokers, administrators, and their principals involved in trading securities without registration contrary to the Securities Act (Ontario), the Ontario Securities Commission…
The securities regulatory authorities in BC, Alberta, Saskatchewan, Manitoba, and New Brunswick (the participating jurisdictions) have each adopted a prospectus exemption that subject to certain conditions, lets issuers who are listed on a Canadian exchange…
On February 25, 2016, the Canadian Securities Administrators (CSA) published the amendments to:Multilateral Instrument 62-104 Take-Over Bids and Issuer Bid (MI 62-104);National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting…
New Securities and Exchange Commission (SEC) rules went into effect May 16, 2016 allowing companies to sell and offer securities through crowdfunding. These rules and amendments are designed to help start-up and early stage companies…
Effective May 24th, 2016, the members of the Canadian Securities Administrators (CSA) except for British Columbia and Ontario (participating jurisdictions) will require that exempt market offering and disclosure filings be made on the System for…
BAX Securities Law (BAX) is pleased to announce it has been ranked as one of the Top 10 Corporate Boutique law firms in Canada by Canadian Lawyer, a Thomson Reuter’s publication.Canadian Lawyer selected Canada’s top…
TODAY’S NEW AND DEVELOPING CARBON MARKETSAround the globe, initiatives to price carbon, including cap-and-trade systems, are proliferating at a rapid pace. The Development of carbon markets, including potential new markets, market mechanisms, and market participants…
March 24, 2016DELIVERED ONLINE AND BY COURIERMinistry of the Environment and Climate ChangeClimate Change and Environmental Policy DivisionAir Policy Instruments and Programs Design Branch77 Wellesley Street WestFloor 10Ferguson BlockToronto, OntarioM7A 2T5Attention: Melissa Ollevier Senior Policy…
Barbara Hendrickson is appointed the Canadian Contributing Editor of the International Energy Review (“IELR”) examines the legal issues related to developments in the energy industry including coal, oil, gas, hydro, nuclear, and renewable energy. It…