We advise on various asset classes including equity, debt, commodities, derivatives, crypto assets, private equity, venture capital, real estate and mortgages including syndicated mortgages.
Barbara Hendrickson, founder and Managing Partner of BAX Securities Law, has been reappointed to a third two-year term as member of the British Columbia Securities Commission (BCSC) Fintech Advisory Forum. The BCSC Fintech Advisory Forum…
Canadian companies increasingly look south of the border for growth capital, drawn by deeper U.S. markets and sophisticated investor bases. However, navigating U.S. securities laws requires careful attention to both registration exemptions and broker-dealer requirements.…
CSNX Markets Inc. (CSE) has published Notice 2025-006 – Notice Of Approval – Amendments To CSE Listing Policies – Major Acquisitions (The Amendments). Publication was subject to approval of The Amendments by the participating jurisdictions…
As part of its drive to for increased transparency and to encourage compliance in the exempt market, the Ontario Securities Commission has published the AFS Non-Delivery List (the AFS List), a list of non-reporting issuers…