BAX Securities Law Toronto is one of the leading boutique law firms in Canada and assists clients with mergers & acquisitions, regulatory compliance with the Ontario Securities Commission (OSC), equity/debt financing, and corporate governance.
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have published Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 91-307, Guidance related to Event Contracts: Compliance with Regulatory Requirements…
The Canadian Securities Administrators (CSA) have published CSA Staff Notice 33-322 Review of Registered Firms’ Cybersecurity Practices and Additional Guidance (The Staff Notice). The Staff Notice follows a focused compliance examination sweep of 73 registered…
The Canadian Securities Administrators (CSA) has published proposed amendments to National Instrument 45-106 Prospectus Exemptions and changes to the Companion Policy 45-106P (the Proposed Amendments), for a 90-day comment period ending October 21, 2026. The…
The Canadian Securities Administrators (CSA) recently announced the publication of final amendments to the principal distributor model (the Final Amendments) in the distribution of mutual fund securities. The Final Amendments clarify that a dealer may…
The British Columbia Securities Commission (BCSC) has made its first whistleblower award of $25,000 to an individual whose information contributed to an ongoing enforcement action into suspected misconduct. The award marks the first payout under…
CNSX Markets Inc., operator of the Canadian Securities Exchange (CSE) is proposing amendments (the Proposed Amendments) to the CSE Listing Policies (the Policies) and have made then available for comment for a period ending July…
The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF) and the Canadian Investment Regulatory Organization (CIRO) (the Canadian Securities Regulators), have granted approval for Project Samara, an experimental tokenization research project conducted by…
Canadian Lawyer has launched the biannual Top Corporate Law Boutiques to spotlight the firms that have demonstrated excellence in client service, innovation, and legal expertise. BAX Securities Law was fortunate enough to have received this designation several times…
BAX Securities Law has been named as a Top 10 Corporate Boutiques in Canada. BAX and its founder, Barbara Hendrickson, were recently featured in a Canadian Lawyer magazine article. The article discusses the “cost-effective, business…
BAX Securities Law (BAX) is pleased to announce that for the third time it has been ranked as one of the Top 10 Corporate Boutique law firms in Canada by Canadian Lawyer. It also received this…