The securities regulators of Alberta, Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, Saskatchewan, and Yukon (the Participating Jurisdictions) have published Proposed Multilateral Instrument 45-111 Self-Certified Investor Prospectus… Canadian Securities Regulators Launch Consultation On Proposed Harmonized Multilateral Self-Certified Investor Prospectus Exemption

Barbara Hendrickson will be a speaker at the Ontario Bar Association’s Twenty Third Annual OSC, TMX, and CIRO Update on September 30, 2025. In her presentation, entitled The Applicability of Canadian securities laws to AI,… BAX Securities Law’s Barbara Hendrickson to speak at the Ontario Bar Association: Twenty Third Annual OSC, TMX, and CIRO Update

The Canadian Securities Administrators (CSA) recently published Amendments to National Instrument 44-102 – Shelf Distributions (the Amendments), adopting an expedited shelf prospectus regime for well-known seasoned issuers (WKSIs) in Canada, further enhancing the competitiveness of… CSA Adopts Expedited Shelf Prospectus Regime For Well-Known Seasoned Issuers

The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed amendments to the Mutual Fund Dealer (MFD) Rules to specifically provide for disgorgement to conform with the Investment Dealer and Partially Consolidated (IDPC) Rules… CIRO Publishes Proposed Disgorgement Rules for Comment and Review

The Ontario Securities Commission (OSC) today published its draft Action Plan for Truth and Reconciliation (APTR) for engagement and is seeking feedback for a period ending October 31, 2025, from interested or affected parties, including… OSC Publishes Draft Action Plan For Truth and Reconciliation