The Canadian Securities Administrators (CSA) recently published two notices for a 120-day comment period regarding investor protection initiatives (Client Focused Reforms). Together, the goal of these reforms, states the regulator, is to provide a single set of harmonized reforms that would require registered firms and…
In the wake of the Coincheck breach earlier this year, the Japanese Financial Services Agency (FSA) has been cracking down on that country’s cryptocurrency exchanges. Now a new wrinkle has emerged over concerns that the country’s licensed crypto exchanges do not have sufficient internal processes…
IT’S BECOMING EASIER TO BE GREEN – WITH BETTER RETURNS MAY 25, 2018 Click here to view article
According to a recent speech in San Francisco, earlier this month by Securities and Exchange Commission (SEC)’s William Hinman, Ether – the cryptocurrency behind the Ethereum network – should not be regulated in the same way as stocks and bonds. These comments, by Hinman, the…
The Canadian Securities Administrators (CSA) has published a notice and second request for comment on Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101 CP Derivatives: Business Conduct (the Proposed Instrument). The Proposed Instrument establishes a business conduct regime for regulating dealers…
[et_pb_section fb_built=”1″ admin_label=”section” _builder_version=”3.0.47″][et_pb_row admin_label=”row” _builder_version=”3.0.48″ background_size=”initial” background_position=”top_left” background_repeat=”repeat”][et_pb_column type=”4_4″ _builder_version=”3.0.47″ parallax=”off” parallax_method=”on”][et_pb_text admin_label=”Text” _builder_version=”3.0.74″ background_size=”initial” background_position=”top_left” background_repeat=”repeat”]To view PowerPoint Presentation, click here. To download PowerPoint Presentation, click here. [/et_pb_text][/et_pb_column][/et_pb_row][/et_pb_section]
On May 31, 2018, the British Columbia Securities Commission (BCSC), published an update, varying BC Instrument 94-501 – Exemption from the mandatory clearing requirements in National Instrument 94-101 – Mandatory Central Counterparty Clearing of Derivatives for certain counterparties to extend the exemption. The full text…
The Canadian Securities Administrators (CSA) has warned Canadians to be careful when buying cryptocurrency assets through trading platforms. The CSA advises although a platform may call itself an “exchange,” that does not mean it is complying with securities regulations. Currently, there are no crypto-asset trading…
The Canadian Securities Administrators (CSA) last Thursday published for comment CSA Staff Notice 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101(the Proposed Amendments). The comment period…
The Ontario Securities Commission (OSC) announced this month it had participated with over 40 North American Securities regulators in Operation Cryptosweep, in a coordinated effort to take down fraudulent cryptocurrency schemes. Since its launch at the beginning of May, Cryptosweep resulted in nearly 70 inquiries…