The latest corporate securities law news, insights and activity. BAX Securities Law® has been repeatedly recognized as one of Canada’s top corporate law boutiques by Canadian Lawyer Magazine. The recognition acknowledges BAX Securitie’s nationwide legal expertise, deep industry knowledge, quality legal services, and willingness to go above and beyond to help their clients achieve their goals.
Episode D: The Toronto Business Lawyers Association, Interview with Barbara HendricksonBarbara is is the CEO and Founder of BAX Securities Law and discusses an organization that promotes referrals between lawyers at small firms.Visit the Hassell…
http://business.financialpost.com/legal-post/mitch-kowalski-why-small-is-beautiful-for-exchanging-ideas-tips-and-experiences
Canadian Securities Laws Proposed CSA Proxy Voting Protocols, May 29, 2016On March 31, 2016, the Canadian Securities Administrators (CSA) published for comment CSA Multilateral Staff Notice 54-304 Final Report on Review of the Proxy Voting…
Canadian Securities LawsRegistration Reform – the CSA publishes the proposals for a “Best Interests” Standard, April 28, 2016On April 28, 2016, the Canadian Securities Regulators (CSA) published CSA Consultation Paper 33-404 Proposals to Enhance the…
“Around the globe, initiatives to price carbon, including cap-and-trade systems, are proliferating at a rapid pace. The shifting evolution of carbon markets, including potential new markets, market mechanisms, and market participants is occurring at an…
With the amendments to National Instrument 45-106, Prospectus Exemptions, the Canadian Securities Administrators (CSA) are introducing a new harmonized reporting structure (the New Reports) for exempt distributions, effective June 30, 2016 (subject to ministerial approval).…
In the wake of announcing enforcement settlement agreements with mortgage investment entities (MIEs), mortgage brokers, administrators, and their principals involved in trading securities without registration contrary to the Securities Act (Ontario), the Ontario Securities Commission…
The securities regulatory authorities in BC, Alberta, Saskatchewan, Manitoba, and New Brunswick (the participating jurisdictions) have each adopted a prospectus exemption that subject to certain conditions, lets issuers who are listed on a Canadian exchange…
On February 25, 2016, the Canadian Securities Administrators (CSA) published the amendments to:Multilateral Instrument 62-104 Take-Over Bids and Issuer Bid (MI 62-104);National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting…
New Securities and Exchange Commission (SEC) rules went into effect May 16, 2016 allowing companies to sell and offer securities through crowdfunding. These rules and amendments are designed to help start-up and early stage companies…
