The latest corporate securities law news, insights and activity. BAX Securities Law® has been repeatedly recognized as one of Canada’s top corporate law boutiques by Canadian Lawyer Magazine. The recognition acknowledges BAX Securitie’s nationwide legal expertise, deep industry knowledge, quality legal services, and willingness to go above and beyond to help their clients achieve their goals.
On February 19, 2015 the Ontario Securities Commission announced the introduction of the family, friend and business associates exemption (“FFBA exemption”) effective May 5, 2015. The purpose of the new rules is to bring Ontario…
Barbara is running for Bencher of the Law Society of Upper Canada. The Law Society of Upper Canada is mandated to govern the legal profession in the public interest. Benchers sit as embers of Convocation…
Effective February 11, 2015, the Ontario Securities Commission amended OSC Rule 45-501 to introduce a new prospectus exemption that allows issuers listed on the TSX, the TSXV, the CSE or the Aequitas NEO Exchange to…
Barbara has been appointed as Vice Chair of the Responsible Investment Committee (“RIC”) of the University of Toronto. RIC was created to provide advice to the Governing Council of the University through the Financial Services…
The Ontario Securities Commission announced today that it has appointed Barbara to its Small and Medium Enterprises Committee (SMEC).The purpose of SMEC is to advise OSC staff on matters related to small and medium enterprises…
University of Toronto – Arbor Award June 27th, 2014The University of Toronto has selected the Environmental Finance Advisory Committee of which Barbara Hendrickson is a long time member for the prestigious 2014 Arbor Award. The…
By Barbara HendricksonOn March 20, 2014, the securities commissions of Quebec, Saskatchewan, New Brunswick, Manitoba and Nova Scotia (“participating jurisdictions”) published for comment:proposed Multilateral Instrument 45-108 and CP “Crowdfunding” (“crowdfunding exemption”); anda separate prospectus and…
By Barbara HendricksonThe current traditional partnership structures for law firms have been in place for hundreds of years and are enshrined in legislation. Currently the legal profession and our regulators are examining alternative business structures…
On March 20, 2014, the Autorité des marchés financiers, the Financial and Consumer Affairs Authority of Saskatchewan, Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission and the Nova Scotia Securities Commission…
On February 27, 2014, the Canadian Securities Administrators published for comment proposed amendments relating to the accredited investor prospectus exemption and the minimum amount investment prospectus exemption in National Instrument 45-106 Prospectus and Registration Exemptions.The proposed…